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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

69 hedge funds and large institutions have $147M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $150M → $147M (-$2.69M)

8% less funds holding

Funds holding: 7569 (-6)

20% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 15

30% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 23

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
69
Holders Change
-6
Holders Change %
-8%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
16
Reduced
23
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$38.8M +$9.45M +276,493 +30%
Morgan Stanley
2
Morgan Stanley
New York
$21.9M -$381K -11,166 -2%
PCM
3
Penserra Capital Management
California
$9.53M +$10.1M +294,325 New
Bank of America
4
Bank of America
North Carolina
$9.26M -$1.58M -46,359 -14%
MGAM
5
McGowan Group Asset Management
Texas
$7.29M -$1.76M -51,558 -19%
AC
6
Aristides Capital
Kentucky
$6.26M -$799K -23,377 -11%
TB
7
Terril Brothers
Missouri
$5.54M -$134K -3,915 -2%
WP
8
Woodline Partners
California
$5.47M
Wells Fargo
9
Wells Fargo
California
$4.89M -$711K -20,808 -12%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.08M +$33.3K +974 +0.8%
AAM
11
Advisors Asset Management
Colorado
$3.35M -$33.9K -993 -1%
UBS Group
12
UBS Group
Switzerland
$2.88M -$2.17M -63,474 -42%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$2.72M -$1.57M -46,001 -35%
KACA
14
Kayne Anderson Capital Advisors
California
$2.41M
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.98M -$16.4K -480 -0.8%
MC
16
Matisse Capital
Oregon
$1.88M
ClearBridge Investments
17
ClearBridge Investments
New York
$1.82M
QC
18
Quantedge Capital
Singapore
$1.73M -$622K -18,200 -25%
Ameriprise
19
Ameriprise
Minnesota
$1.53M -$6.8K -199 -0.4%
GC
20
Guggenheim Capital
Illinois
$1.44M +$328K +9,589 +27%
SPIA
21
Steward Partners Investment Advisory
New York
$1.21M +$120K +3,524 +10%
Goldman Sachs
22
Goldman Sachs
New York
$1.15M +$1.21M +35,468 New
EIA
23
Edgemoor Investment Advisors
Maryland
$993K -$62.9K -1,841 -6%
TCA
24
Transcend Capital Advisors
New Jersey
$762K -$17.1K -500 -2%
WAM
25
Wolverine Asset Management
Illinois
$595K +$628K +18,393 New

CEM Hedge Fund Activity: Q1 2023 in Review

69 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2023, worth a combined $147M — down 1.8% from $150M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of CEM and 12 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 16 added.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $10.1M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $5.52M sold.

  • 69 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2023, down from 75 in Q4 2022.
  • Funds reported $147M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2023, down 1.8% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2023 and 15 closed out, a net change of -3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2023 was Penserra Capital Management, an estimated $10.1M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2023 was 1832 Asset Management, an estimated $5.52M sold.

Based on aggregated 13F filings for Q1 2023.