Cornerstone Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Cornerstone Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-52,518	Closed	-$1.75M	–	202
2022 Q4	$1.75M	Sell	52,518 -240,527	-82%	-$8.13M	0.09%	158
2022 Q3	$8.73M	Buy	293,045 +65,300	+29%	+$2.11M	0.43%	64
2022 Q2	$6.54M	Sell	227,745 -52,800	-19%	-$1.77M	0.34%	78
2022 Q1	$9.46M	Sell	280,545 -15,000	-5%	-$464K	0.56%	51
2021 Q4	$7.95M	Buy	295,545 +28,563	+11%	+$816K	0.43%	63
2021 Q3	$7.25M	Buy	266,982 +130,062	+95%	+$3.49M	0.42%	70
2021 Q2	$4M	Buy	136,920 +123,920	+953%	+$3.39M	0.24%	119
2021 Q1	$304K	Buy	+13,000	New	+$275K	0.03%	173
2020 Q4	–	Sell	-145,964	Closed	-$1.61M	–	205
2020 Q3	$1.61M	Sell	145,964 -120,700	-45%	-$1.73M	0.14%	130
2020 Q2	$4.25M	Buy	266,664 +227,980	+589%	+$3.67M	0.4%	61
2020 Q1	$354K	Buy	+38,684	New	+$1.63M	0.04%	164
2017 Q1	–	Sell	-4,760	Closed	-$370K	–	268
2016 Q4	$370K	Buy	+4,760	New	+$369K	0.07%	199
2015 Q3	–	Sell	-50,605	Closed	-$5.88M	–	258
2015 Q2	$5.88M	Buy	50,605 +1,470	+3%	+$186K	1.31%	19
2015 Q1	$6.13M	Sell	49,135 -17,696	-26%	-$2.28M	1.27%	17
2014 Q4	$9.22M	Buy	66,831 +7,160	+12%	+$966K	1.84%	8
2014 Q3	$8.32M	Buy	59,671 +39,107	+190%	+$5.65M	1.63%	11
2014 Q2	$3.07M	Buy	20,564 +6,820	+50%	+$962K	0.61%	46
2014 Q1	$1.83M	Buy	+13,744	New	+$1.8M	0.43%	68

Other funds holding CEM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Woodline Partners San Francisco, California $26.4B AUM 44.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cornerstone Advisors's CEM Position: Q1 2023 in Review

Cornerstone Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2023, closing a stake of 52,518 shares — an estimated $1.75M sold.

Cornerstone Advisors first reported a position in CEM in Q1 2014 and held it in 18 quarters. The position peaked at $9.46M in Q1 2022. 69 funds tracked by Wall St. Rank hold CEM as of Q1 2023.

Cornerstone Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2023 after selling out during the quarter.
Cornerstone Advisors sold 52,518 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2023, an estimated $1.75M.
Cornerstone Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2014 and held it in 18 quarters.
Cornerstone Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $9.46M in Q1 2022.
69 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2023.

Based on Cornerstone Advisors's 13F filing for Q1 2023, filed 15 May 2023.