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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

67 hedge funds and large institutions have $83.7M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

35% more capital invested

Capital invested by funds: $61.9M → $83.7M (+$21.8M)

16% more funds holding

Funds holding: 5867 (+9)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

10% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 20

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
17
Increased
18
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.1M +$391K +18,448 +3%
MGAM
2
McGowan Group Asset Management
Texas
$10.8M -$131K -6,184 -1%
Bank of America
3
Bank of America
North Carolina
$7.57M -$13.5K -636 -0.2%
AC
4
Aristides Capital
Kentucky
$6.04M -$415K -19,579 -7%
SIA
5
Sit Investment Associates
Minnesota
$4.21M +$3.09K +146 +0.1%
QC
6
Quantedge Capital
Singapore
$4.1M -$2.28M -107,595 -38%
LCM
7
Landscape Capital Management
New Jersey
$3.56M -$1.25M -59,006 -28%
Wells Fargo
8
Wells Fargo
California
$2.81M +$558K +26,337 +28%
KACA
9
Kayne Anderson Capital Advisors
California
$2.62M -$318K -15,000 -12%
TB
10
Terril Brothers
Missouri
$2.55M -$97.6K -4,607 -4%
Ameriprise
11
Ameriprise
Minnesota
$2.42M -$576K -27,179 -21%
UBS Group
12
UBS Group
Switzerland
$2.26M +$111K +5,259 +6%
AAM
13
Advisors Asset Management
Colorado
$2.24M -$394K -18,576 -16%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.99M +$118K +5,564 +7%
GC
15
Guggenheim Capital
Illinois
$1.82M +$225K +10,631 +16%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.66M +$95.8K +4,520 +7%
ClearBridge Investments
17
ClearBridge Investments
New York
$1.44M +$1.31M +61,760 New
6M
18
6 Meridian
Kansas
$1.32M -$546K -25,780 -31%
HighTower Advisors
19
HighTower Advisors
Illinois
$1.29M -$7.23K -341 -0.6%
TCA
20
Transcend Capital Advisors
New Jersey
$795K +$722K +34,058 New
EIA
21
Edgemoor Investment Advisors
Maryland
$702K +$127K +5,995 +25%
RJA
22
Raymond James & Associates
Florida
$655K -$20.5K -969 -3%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$577K +$25.4K +1,200 +5%
Invesco
24
Invesco
Georgia
$560K -$449K -21,211 -47%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$534K +$485K +22,879 New

CEM Hedge Fund Activity: Q1 2021 in Review

67 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2021, worth a combined $83.7M — up 35% from $61.9M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new CEM positions and 8 closed out — a net gain of 9 holders — while 18 added to existing stakes and 20 trimmed.

The largest buyer was ClearBridge Investments, opening a new position worth an estimated $1.31M. The largest seller was Quantedge Capital, cutting an estimated $2.28M.

  • 67 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2021, up from 58 in Q4 2020.
  • Funds reported $83.7M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2021, up 35% quarter-over-quarter.
  • 17 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2021 and 8 closed out, a net change of +9 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2021 was ClearBridge Investments, an estimated $1.31M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2021 was Quantedge Capital, an estimated $2.28M sold.

Based on aggregated 13F filings for Q1 2021.