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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

85 hedge funds and large institutions have $265M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 27

6% less funds holding

Funds holding: 9085 (-5)

14% less capital invested

Capital invested by funds: $309M → $265M (-$43.7M)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
85
Holders Change
-5
Holders Change %
-5.56%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
10
Increased
33
Reduced
27
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$58.2M -$2.16M -28,117 -3%
MGAM
2
McGowan Group Asset Management
Texas
$25.6M +$482K +6,274 +2%
NP
3
NorthRock Partners
Minnesota
$18.4M +$316K +4,109 +1%
Bank of America
4
Bank of America
North Carolina
$18.2M -$3.08M -40,089 -12%
SEIA
5
Signature Estate & Investment Advisors
California
$15.2M +$2.11M +27,427 +13%
UBS Group
6
UBS Group
Switzerland
$15M +$8.95M +116,470 +96%
SIA
7
Sit Investment Associates
Minnesota
$13.1M -$5.38M -70,081 -25%
TB
8
Terril Brothers
Missouri
$12.4M -$225K -2,930 -1%
FT
9
Fiduciary Trust
Massachusetts
$8.1M -$599K -7,805 -6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.9M +$168K +2,190 +2%
AAM
11
Advisors Asset Management
Colorado
$6.57M +$259K +3,369 +4%
GC
12
Guggenheim Capital
Illinois
$6.54M +$511K +6,649 +7%
Ameriprise
13
Ameriprise
Minnesota
$4.86M -$10.1K -132 -0.2%
VIA
14
Vident Investment Advisory
Georgia
$4.16M +$4.71M +61,384 New
AIM
15
Allen Investment Management
New York
$4.11M +$2.48M +32,342 +98%
Wells Fargo
16
Wells Fargo
California
$4.07M +$836K +10,889 +20%
HK
17
Horizon Kinetics
New York
$3.52M -$86.9K -1,132 -2%
CIC
18
Carnegie Investment Counsel
Ohio
$3M +$358K +4,664 +13%
ClearBridge Investments
19
ClearBridge Investments
New York
$2.6M
Goldman Sachs
20
Goldman Sachs
New York
$2.26M +$1.83M +23,863 +197%
IWP
21
Icon Wealth Partners
Texas
$1.84M
PI
22
Parkside Investments
Illinois
$1.8M +$1.6M +20,895 +270%
EWM
23
Edge Wealth Management
New York
$1.75M -$39.9K -520 -2%
RJA
24
Raymond James & Associates
Florida
$1.7M +$15.8K +206 +0.8%
SWP
25
Stratos Wealth Partners
Ohio
$1.67M +$158K +2,053 +8%

CEM Hedge Fund Activity: Q1 2018 in Review

85 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2018, worth a combined $265M — down 14% from $309M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of CEM and 10 opened new positions — a net loss of 4 holders — while 27 trimmed existing stakes and 33 added.

The largest buyer was UBS Group, adding an estimated $8.95M. The largest seller was Sit Investment Associates, cutting an estimated $5.38M.

  • 85 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2018, down from 90 in Q4 2017.
  • Funds reported $265M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2018, down 14% quarter-over-quarter.
  • 10 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2018 and 14 closed out, a net change of -4 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2018 was UBS Group, an estimated $8.95M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2018 was Sit Investment Associates, an estimated $5.38M sold.

Based on aggregated 13F filings for Q1 2018.