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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

90 hedge funds and large institutions have $262M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 37 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 27

18% more capital invested

Capital invested by funds: $222M → $262M (+$39.5M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less funds holding

Funds holding: 9890 (-8)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

Holders
90
Holders Change
-8
Holders Change %
-8.16%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
37
Reduced
27
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.7M +$212K +3,486 +0.3%
MGAM
2
McGowan Group Asset Management
Texas
$27.9M +$797K +13,101 +3%
NP
3
NorthRock Partners
Minnesota
$22M +$1.35M +22,155 +7%
Bank of America
4
Bank of America
North Carolina
$16.1M -$1.04M -17,170 -6%
SEIA
5
Signature Estate & Investment Advisors
California
$15.2M +$3.28M +53,881 +29%
TB
6
Terril Brothers
Missouri
$12.2M -$252K -4,149 -2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.6M +$437K +7,181 +4%
UBS Group
8
UBS Group
Switzerland
$8.77M -$7.96M -130,884 -49%
HI
9
HBK Investments
Texas
$7.69M +$3.09M +50,733 +72%
AIM
10
Allen Investment Management
New York
$7.18M +$5.45M +89,545 +374%
GC
11
Guggenheim Capital
Illinois
$5.98M +$150K +2,465 +3%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$5.41M +$3.38M +55,554 +185%
FT
13
Fiduciary Trust
Massachusetts
$4.99M -$537K -8,820 -10%
AAM
14
Advisors Asset Management
Colorado
$3.78M -$36.4K -598 -1%
Wells Fargo
15
Wells Fargo
California
$3.73M +$1.07M +17,513 +42%
Ameriprise
16
Ameriprise
Minnesota
$3.53M +$103K +1,691 +3%
HKAM
17
Horizon Kinetics Asset Management
New York
$3.24M +$3.11M +51,135 New
KIM
18
Karpus Investment Management
New York
$3.07M +$564K +9,274 +24%
Invesco
19
Invesco
Georgia
$2.37M +$114K +1,880 +5%
Goldman Sachs
20
Goldman Sachs
New York
$2.32M +$759K +12,477 +52%
OA
21
Oxbow Advisors
Texas
$2.16M +$221K +3,628 +12%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$2.07M +$1,000K +16,432 +101%
ClearBridge Investments
23
ClearBridge Investments
New York
$1.77M -$30.4K -500 -2%
RJA
24
Raymond James & Associates
Florida
$1.74M +$267K +4,388 +19%
SWP
25
Stratos Wealth Partners
Ohio
$1.61M -$41.7K -685 -3%

CEM Hedge Fund Activity: Q1 2019 in Review

90 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2019, worth a combined $262M — up 18% from $222M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CEM and 11 opened new positions — a net loss of 6 holders — while 27 trimmed existing stakes and 37 added.

The largest buyer was Allen Investment Management, adding an estimated $5.45M. The largest seller was Sit Investment Associates, cutting an estimated $8.49M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2019, down from 98 in Q4 2018.
  • Funds reported $262M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2019, up 18% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2019 and 17 closed out, a net change of -6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2019 was Allen Investment Management, an estimated $5.45M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2019 was Sit Investment Associates, an estimated $8.49M sold.

Based on aggregated 13F filings for Q1 2019.