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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

82 hedge funds and large institutions have $262M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

6% more funds holding

Funds holding: 7782 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less capital invested

Capital invested by funds: $285M → $262M (-$23M)

Holders
82
Holders Change
+5
Holders Change %
+6.49%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
29
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.1M +$3.79M +47,032 +5%
Bank of America
2
Bank of America
North Carolina
$36.4M -$1.88M -23,332 -5%
NP
3
NorthRock Partners
Minnesota
$19.9M +$1.21M +14,976 +6%
SIA
4
Sit Investment Associates
Minnesota
$18.1M +$324K +4,018 +2%
FT
5
Fiduciary Trust
Massachusetts
$15.4M -$2.83M -35,145 -15%
SEIA
6
Signature Estate & Investment Advisors
California
$14.6M +$1.05M +12,981 +7%
TB
7
Terril Brothers
Missouri
$9.27M +$1.05M +13,079 +12%
UBS Group
8
UBS Group
Switzerland
$7.99M +$1.08M +13,446 +15%
GC
9
Guggenheim Capital
Illinois
$7.02M -$876K -10,877 -11%
AAM
10
Advisors Asset Management
Colorado
$5.41M +$992K +12,315 +21%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.19M -$1.37M -16,986 -20%
Ameriprise
12
Ameriprise
Minnesota
$5.07M +$204K +2,535 +4%
Wells Fargo
13
Wells Fargo
California
$4.56M -$1.2M -14,900 -20%
HK
14
Horizon Kinetics
New York
$4.3M -$11.3K -140 -0.2%
ClearBridge Investments
15
ClearBridge Investments
New York
$2.98M +$43.5K +540 +1%
AIM
16
Allen Investment Management
New York
$2.57M +$106K +1,314 +4%
CIC
17
Carnegie Investment Counsel
Ohio
$2.42M +$71.7K +891 +3%
RJA
18
Raymond James & Associates
Florida
$2.26M -$131K -1,633 -5%
SIA
19
SeaBridge Investment Advisors
New Jersey
$1.7M +$7.17K +89 +0.4%
Invesco
20
Invesco
Georgia
$1.67M -$99K -1,229 -5%
SWP
21
Stratos Wealth Partners
Ohio
$1.61M +$597K +7,420 +54%
CHA
22
Cedar Hill Associates
Illinois
$1.5M +$876K +10,877 +125%
HH
23
Hilltop Holdings
Texas
$1.48M +$124K +1,544 +9%
DC
24
Davenport & Co
Virginia
$1.48M +$633K +7,860 +68%
BOIA
25
Bush ODonnell Investment Advisors
Missouri
$1.23M

CEM Hedge Fund Activity: Q2 2017 in Review

82 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2017, worth a combined $262M — down 8.1% from $285M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CEM positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.79M. The largest seller was Fiduciary Trust, cutting an estimated $2.83M.

  • 82 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2017, up from 77 in Q1 2017.
  • Funds reported $262M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2017, down 8.1% quarter-over-quarter.
  • 9 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2017 and 4 closed out, a net change of +5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2017 was Morgan Stanley, an estimated $3.79M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2017 was Fiduciary Trust, an estimated $2.83M sold.

Based on aggregated 13F filings for Q2 2017.