CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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64 hedge funds and large institutions have $301M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 6 closing their positions.

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
24
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$9.59M
2
Morgan Stanley
2
Morgan Stanley
New York
$109M
3
Bank of America
3
Bank of America
North Carolina
$40.2M
4
SI
4
Stephens Inc
Arkansas
$2.43M
5
Wells Fargo
5
Wells Fargo
California
$6.41M

Top Sellers

1
GKIM
1
GW&K Investment Management
Massachusetts
$15.7M
2
Millennium Management
2
Millennium Management
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$22.4M
4
Ameriprise
4
Ameriprise
Minnesota
$4.45M
5
BTS
5
BB&T Securities
Virginia
$9.99M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$109M 820,656 +59,263 +8%
Bank of America
2
Bank of America
North Carolina
$40.2M 301,989 +23,161 +8%
AAM
3
Advisors Asset Management
Colorado
$22.4M 168,002 -8,667 -5%
GC
4
Guggenheim Capital
Illinois
$18M 135,427 +248 +0.2%
GKIM
5
GW&K Investment Management
Massachusetts
$15.7M 118,170 -49,013 -29%
Invesco
6
Invesco
Georgia
$12.1M 90,698 +243 +0.3%
BTS
7
BB&T Securities
Virginia
$9.99M 7,496 -393 -5%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$9.59M 71,939 +71,939 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.77M 50,801 +3,549 +8%
Wells Fargo
10
Wells Fargo
California
$6.41M 48,138 +7,519 +19%
U
11
UBS
Switzerland
$6.39M 47,932 -601 -1%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.09M 45,670 -380 -0.8%
Ameriprise
13
Ameriprise
Minnesota
$4.45M 33,421 -4,464 -12%
LPL Financial
14
LPL Financial
California
$3.56M 27,028 +1,338 +5%
Citigroup
15
Citigroup
New York
$3.25M 24,385 -1,913 -7%
SI
16
Stephens Inc
Arkansas
$2.43M 18,258 +14,061 +335%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.32M 17,415 +1,259 +8%
DADC
18
D.A. Davidson & Co
Montana
$1.96M 14,735 -1,118 -7%
OC
19
Oppenheimer & Co
New York
$1.92M 14,384 +1,634 +13%
Deutsche Bank
20
Deutsche Bank
Germany
$1.54M 11,590 +5,795 +100%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.47M 11,025 – –
MCM
22
Murphy Capital Management
New Jersey
$1.43M 10,703 +320 +3%
RJA
23
Raymond James & Associates
Florida
$1.35M 10,100 +1,096 +12%
SNC
24
Stifel Nicolaus & Co
Missouri
$1.21M 9,110 +247 +3%
Cohen & Steers
25
Cohen & Steers
New York
$1.13M 8,440 – –
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