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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

64 hedge funds and large institutions have $301M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 6264 (+2)

10% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 21

3% more capital invested

Capital invested by funds: $293M → $301M (+$8.17M)

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
2.08%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
23
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M +$8.09M +59,263 +8%
Bank of America
2
Bank of America
North Carolina
$40.2M +$3.16M +23,161 +8%
AAM
3
Advisors Asset Management
Colorado
$22.4M -$1.18M -8,667 -5%
GC
4
Guggenheim Capital
Illinois
$18M +$33.8K +248 +0.2%
GKIM
5
GW&K Investment Management
Massachusetts
$15.7M -$6.69M -49,013 -29%
Invesco
6
Invesco
Georgia
$12.1M +$33.2K +243 +0.3%
BTS
7
BB&T Securities
Virginia
$9.99M -$53.6K -393 -5%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$9.59M +$9.82M +71,939 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.77M +$484K +3,549 +8%
Wells Fargo
10
Wells Fargo
California
$6.41M +$1.03M +7,519 +19%
U
11
UBS
Switzerland
$6.39M -$82K -601 -1%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.09M -$51.9K -380 -0.8%
Ameriprise
13
Ameriprise
Minnesota
$4.45M -$609K -4,464 -12%
LPL Financial
14
LPL Financial
California
$3.56M +$183K +1,338 +5%
Citigroup
15
Citigroup
New York
$3.25M -$261K -1,913 -7%
SI
16
Stephens Inc
Arkansas
$2.43M +$1.92M +14,061 +335%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.32M +$172K +1,259 +8%
DADC
18
D.A. Davidson & Co
Montana
$1.96M -$153K -1,118 -7%
OC
19
Oppenheimer & Co
New York
$1.92M +$223K +1,634 +13%
Deutsche Bank
20
Deutsche Bank
Germany
$1.54M +$791K +5,795 +100%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.47M
MCM
22
Murphy Capital Management
New Jersey
$1.43M +$43.7K +320 +3%
RJA
23
Raymond James & Associates
Florida
$1.35M +$150K +1,096 +12%
SNC
24
Stifel Nicolaus & Co
Missouri
$1.21M +$33.7K +247 +3%
Cohen & Steers
25
Cohen & Steers
New York
$1.13M

CEM Hedge Fund Activity: Q3 2013 in Review

64 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2013, worth a combined $301M — up 2.8% from $293M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CEM positions and 6 closed out — a net gain of 2 holders — while 23 added to existing stakes and 21 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $9.82M. The largest seller was GW&K Investment Management, cutting an estimated $6.69M.

  • 64 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2013, up from 62 in Q2 2013.
  • Funds reported $301M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2013, up 2.8% quarter-over-quarter.
  • 8 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2013 and 6 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2013 was Janney Montgomery Scott, an estimated $9.82M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2013 was GW&K Investment Management, an estimated $6.69M sold.

Based on aggregated 13F filings for Q3 2013.