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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

82 hedge funds and large institutions have $388M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 2

26% more funds holding

Funds holding: 6582 (+17)

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

6% more capital invested

Capital invested by funds: $367M → $388M (+$20.6M)

Holders
82
Holders Change
+17
Holders Change %
+26.15%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
19
Increased
21
Reduced
19
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$127M -$12.2M -84,523 -8%
Bank of America
2
Bank of America
North Carolina
$50.5M -$1.62M -11,251 -3%
Bessemer Group
3
Bessemer Group
New Jersey
$39M +$40.4M +279,554 New
GC
4
Guggenheim Capital
Illinois
$20.5M +$2.83M +19,603 +15%
GKIM
5
GW&K Investment Management
Massachusetts
$17.5M +$449K +3,111 +3%
BTS
6
BB&T Securities
Virginia
$13.2M +$50.8K +352 +4%
AAM
7
Advisors Asset Management
Colorado
$11.9M -$4.25M -29,422 -26%
Wells Fargo
8
Wells Fargo
California
$10M +$110K +765 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.68M +$428K +2,968 +5%
CA
10
Cornerstone Advisors
North Carolina
$8.32M +$5.65M +39,107 +190%
U
11
UBS
Switzerland
$8.1M +$501K +3,470 +6%
Invesco
12
Invesco
Georgia
$7.77M -$124K -859 -2%
ClearBridge Investments
13
ClearBridge Investments
New York
$7.01M +$47.5K +329 +0.7%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$4.66M +$4.82M +33,380 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$3.96M +$4.1M +28,377 New
Citigroup
16
Citigroup
New York
$3.18M -$282K -1,952 -8%
DA
17
Doliver Advisors
Texas
$3.03M +$3.14M +21,760 New
LPL Financial
18
LPL Financial
California
$2.95M -$417K -2,891 -12%
OC
19
Oppenheimer & Co
New York
$2.83M +$654K +4,533 +29%
SI
20
Stephens Inc
Arkansas
$2.56M +$423K +2,929 +19%
DADC
21
D.A. Davidson & Co
Montana
$2.21M +$29.5K +204 +1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.98M -$858K -5,940 -29%
Ameriprise
23
Ameriprise
Minnesota
$1.95M +$549K +3,800 +37%
Deutsche Bank
24
Deutsche Bank
Germany
$1.93M -$248K -1,720 -11%
BOIA
25
Bush ODonnell Investment Advisors
Missouri
$1.83M -$15.3K -106 -0.8%

CEM Hedge Fund Activity: Q3 2014 in Review

82 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2014, worth a combined $388M — up 5.6% from $367M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CEM positions and 2 closed out — a net gain of 17 holders — while 21 added to existing stakes and 19 trimmed.

The largest buyer was Bessemer Group, opening a new position worth an estimated $40.4M. The largest seller was Morgan Stanley, cutting an estimated $12.2M.

  • 82 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2014, up from 65 in Q2 2014.
  • Funds reported $388M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2014, up 5.6% quarter-over-quarter.
  • 19 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2014 and 2 closed out, a net change of +17 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2014 was Bessemer Group, an estimated $40.4M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2014 was Morgan Stanley, an estimated $12.2M sold.

Based on aggregated 13F filings for Q3 2014.