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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

83 hedge funds and large institutions have $263M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

65% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 20

11% more funds holding

Funds holding: 7583 (+8)

3% less capital invested

Capital invested by funds: $271M → $263M (-$8.5M)

Holders
83
Holders Change
+8
Holders Change %
+10.67%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
17
Increased
33
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.9M +$4.67M +60,307 +7%
Bank of America
2
Bank of America
North Carolina
$40.9M -$5.4M -69,659 -12%
NP
3
NorthRock Partners
Minnesota
$26.5M +$576K +7,434 +2%
FT
4
Fiduciary Trust
Massachusetts
$23.3M -$3.44M -44,410 -13%
SEIA
5
Signature Estate & Investment Advisors
California
$12.6M +$2.13M +27,549 +21%
TB
6
Terril Brothers
Missouri
$8.45M +$7.33M +94,608 +678%
GC
7
Guggenheim Capital
Illinois
$8.33M -$392K -5,055 -5%
UBS Group
8
UBS Group
Switzerland
$6.94M -$76.9K -993 -1%
Wells Fargo
9
Wells Fargo
California
$6.33M -$588K -7,589 -9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.32M +$1.88M +24,212 +42%
Ameriprise
11
Ameriprise
Minnesota
$4.8M +$78.9K +1,019 +2%
SIA
12
Sit Investment Associates
Minnesota
$4.52M +$594K +7,664 +15%
HK
13
Horizon Kinetics
New York
$4.35M +$188K +2,433 +5%
AAM
14
Advisors Asset Management
Colorado
$4.34M -$2.25M -29,052 -34%
ClearBridge Investments
15
ClearBridge Investments
New York
$2.77M -$669K -8,640 -20%
Invesco
16
Invesco
Georgia
$2.56M -$821K -10,600 -24%
RJA
17
Raymond James & Associates
Florida
$2.51M +$1.06M +13,684 +74%
CIC
18
Carnegie Investment Counsel
Ohio
$2.08M +$270K +3,486 +16%
Citigroup
19
Citigroup
New York
$1.75M +$553K +7,144 +46%
SIA
20
SeaBridge Investment Advisors
New Jersey
$1.69M +$1.68M +21,696 New
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.25M
Cohen & Steers
22
Cohen & Steers
New York
$1.23M
AIM
23
Allen Investment Management
New York
$1.17M +$211K +2,721 +22%
CHA
24
Cedar Hill Associates
Illinois
$1.07M -$94.5K -1,220 -8%
LPL Financial
25
LPL Financial
California
$1.05M +$77.4K +999 +8%

CEM Hedge Fund Activity: Q4 2016 in Review

83 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2016, worth a combined $263M — down 3.1% from $271M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new CEM positions and 8 closed out — a net gain of 9 holders — while 33 added to existing stakes and 20 trimmed.

The largest buyer was Terril Brothers, adding an estimated $7.33M. The largest seller was Bank of America, cutting an estimated $5.4M.

  • 83 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2016, up from 75 in Q3 2016.
  • Funds reported $263M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2016, down 3.1% quarter-over-quarter.
  • 17 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2016 and 8 closed out, a net change of +9 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2016 was Terril Brothers, an estimated $7.33M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2016 was Bank of America, an estimated $5.4M sold.

Based on aggregated 13F filings for Q4 2016.