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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

58 hedge funds and large institutions have $61.9M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

66% more capital invested

Capital invested by funds: $37.3M → $61.9M (+$24.6M)

16% more funds holding

Funds holding: 5058 (+8)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

Holders
58
Holders Change
+8
Holders Change %
+16%
% of All Funds
1.03%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
19
Increased
15
Reduced
18
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.83M +$581K +38,334 +7%
MGAM
2
McGowan Group Asset Management
Texas
$7.84M -$142K -9,360 -2%
Bank of America
3
Bank of America
North Carolina
$5.45M +$2.38M +156,959 +94%
QC
4
Quantedge Capital
Singapore
$4.75M +$4.3M +283,319 New
AC
5
Aristides Capital
Kentucky
$4.67M
LCM
6
Landscape Capital Management
New Jersey
$3.55M +$907K +59,824 +39%
SIA
7
Sit Investment Associates
Minnesota
$3.02M +$5.38K +355 +0.2%
Ameriprise
8
Ameriprise
Minnesota
$2.2M -$400K -26,373 -17%
KACA
9
Kayne Anderson Capital Advisors
California
$2.13M +$569K +37,500 +42%
AAM
10
Advisors Asset Management
Colorado
$1.92M -$196K -12,895 -10%
TB
11
Terril Brothers
Missouri
$1.91M -$902K -59,449 -34%
Wells Fargo
12
Wells Fargo
California
$1.58M +$388K +25,584 +37%
UBS Group
13
UBS Group
Switzerland
$1.54M +$543K +35,792 +64%
6M
14
6 Meridian
Kansas
$1.38M -$115K -7,568 -8%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.34M +$875K +57,690 +263%
GC
16
Guggenheim Capital
Illinois
$1.13M +$189K +12,480 +23%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.12M -$72K -4,750 -7%
HighTower Advisors
18
HighTower Advisors
Illinois
$925K -$22.1K -1,459 -3%
Invesco
19
Invesco
Georgia
$758K -$184K -12,143 -21%
CRC
20
Curi RMB Capital
Illinois
$527K -$19.2K -1,264 -4%
RJA
21
Raymond James & Associates
Florida
$487K +$82.3K +5,429 +23%
VF
22
Virtu Financial
New York
$419K +$378K +24,947 New
EIA
23
Edgemoor Investment Advisors
Maryland
$404K +$365K +24,070 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$395K +$357K +23,517 New
Osaic Holdings
25
Osaic Holdings
Arizona
$260K -$127K -8,376 -35%

CEM Hedge Fund Activity: Q4 2020 in Review

58 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2020, worth a combined $61.9M — up 66% from $37.3M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CEM positions and 11 closed out — a net gain of 8 holders — while 15 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $2.38M. The largest seller was Cornerstone Advisors, exiting entirely with an estimated $1.61M sold.

  • 58 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2020, up from 50 in Q3 2020.
  • Funds reported $61.9M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2020, up 66% quarter-over-quarter.
  • 19 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2020 and 11 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2020 was Bank of America, an estimated $2.38M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2020 was Cornerstone Advisors, an estimated $1.61M sold.

Based on aggregated 13F filings for Q4 2020.