CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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65 hedge funds and large institutions have $367M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 11 closing their positions.

Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$149M
2
Bank of America
2
Bank of America
North Carolina
$55.7M
3
Wells Fargo
3
Wells Fargo
California
$10.6M
4
Deutsche Bank
4
Deutsche Bank
Germany
$2.33M
5
GC
5
Guggenheim Capital
Illinois
$19M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$6.98M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Invesco
3
Invesco
Georgia
$8.45M
4
AAM
4
Advisors Asset Management
Colorado
$17.1M
5
NCM
5
Newgate Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$149M 4,991,963 +416,447 +9%
Bank of America
2
Bank of America
North Carolina
$55.7M 1,866,374 +291,314 +18%
GC
3
Guggenheim Capital
Illinois
$19M 636,827 +38,248 +6%
GKIM
4
GW&K Investment Management
Massachusetts
$18.3M 613,371 -4,058 -0.7%
AAM
5
Advisors Asset Management
Colorado
$17.1M 572,993 -43,727 -7%
BTS
6
BB&T Securities
Virginia
$13.7M 45,747 -1,201 -3%
Wells Fargo
7
Wells Fargo
California
$10.6M 356,371 +63,122 +22%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$8.85M 296,398 +6,544 +2%
Invesco
9
Invesco
Georgia
$8.45M 283,071 -58,361 -17%
U
10
UBS
Switzerland
$8.16M 273,272 +13,894 +5%
ClearBridge Investments
11
ClearBridge Investments
New York
$7.46M 249,820 -1,650 -0.7%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$6.98M 233,997 -149,316 -39%
Citigroup
13
Citigroup
New York
$3.7M 123,803 +1,481 +1%
LPL Financial
14
LPL Financial
California
$3.62M 121,171 -10,409 -8%
CA
15
Cornerstone Advisors
North Carolina
$3.07M 102,821 +34,101 +50%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.01M 100,848 +2,187 +2%
OC
17
Oppenheimer & Co
New York
$2.35M 78,719 -1,950 -2%
DADC
18
D.A. Davidson & Co
Montana
$2.34M 78,283 +4,180 +6%
Deutsche Bank
19
Deutsche Bank
Germany
$2.33M 77,903 +48,928 +169%
SI
20
Stephens Inc
Arkansas
$2.31M 77,305 -13,809 -15%
BOIA
21
Bush ODonnell Investment Advisors
Missouri
$1.98M 66,160 +12,495 +23%
MCM
22
Murphy Capital Management
New Jersey
$1.73M 58,115 +100 +0.2%
CIC
23
Carnegie Investment Counsel
Ohio
$1.6M 53,744 +1,370 +3%
Ameriprise
24
Ameriprise
Minnesota
$1.52M 51,006 +9,024 +21%
Cohen & Steers
25
Cohen & Steers
New York
$1.26M 42,200 – –
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