NCM
CEM

Newgate Capital Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Newgate Capital Management’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-9,674
Closed -$1.29M – 125
2014
Q1 		$1.29M Buy
+9,674
New +$1.26M 0.29% 87

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Newgate Capital Management's CEM Position: Q2 2014 in Review

Newgate Capital Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2014, closing a stake of 9,674 shares — an estimated $1.29M sold.

Newgate Capital Management first reported a position in CEM in Q1 2014 and held it in 1 quarter. The position peaked at $1.29M in Q1 2014. 65 funds tracked by Wall St. Rank hold CEM as of Q2 2014.

  • Newgate Capital Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2014 after selling out during the quarter.
  • Newgate Capital Management sold 9,674 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2014, an estimated $1.29M.
  • Newgate Capital Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2014 and held it in 1 quarter.
  • Newgate Capital Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.29M in Q1 2014.
  • 65 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2014.

Based on Newgate Capital Management's 13F filing for Q2 2014, filed 8 Aug 2014.