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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$9.83M
Cap. Flow
+$7.61M
Cap. Flow %
6.29%
Top 10 Hldgs %
50.51%
Holding
115
New
25
Increased
39
Reduced
23
Closed
26

Top Buys

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$3.18M
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$2.95M
3
GLO
Clough Global Opportunities Fund
GLO
+$2.42M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$1.66M
5
DRA
Diversified Real Asset Income Fd
DRA
+$1.61M

Top Sells

Rank Stock Value
1
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$2.9M
2
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.8M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$1.61M
4
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.47M
5
NCV
Virtus Convertible & Income Fund
NCV
+$1.47M

Sector Composition

Rank Sector Weight
1 Energy 10.63%
2 Materials 5.89%
3 Financials 4.08%
4 Communication Services 2.58%
5 Technology 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1
Nuveen Credit Strategies Income Fund
JQC
$704M
$10.8M 8.93%
1,345,215
+50,026
+4% +$399K
DSU icon
2
BlackRock Debt Strategies Fund
DSU
$599M
$8.42M 6.96%
799,430
+26,975
+3% +$285K
VVR icon
3
Invesco Senior Income Trust
VVR
$462M
$8.12M 6.71%
1,954,365
+775,347
+66% +$3.18M
FAX
4
abrdn Asia-Pacific Income Fund
FAX
$599M
$7.87M 6.5%
263,396
+15,762
+6% +$471K
BRW
5
Saba Capital Income & Opportunities Fund
BRW
$340M
$7.71M 6.37%
756,605
+164,225
+28% +$1.66M
VTA
6
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.34M 4.41%
487,797
+5,930
+1% +$64.4K
CSQ icon
7
Calamos Strategic Total Return Fund
CSQ
$3.25B
$3.71M 3.07%
378,782
-136,344
-26% -$1.34M
TEI
8
Templeton Emerging Markets Income Fund
TEI
$320M
$3.07M 2.54%
293,434
+5,434
+2% +$56.8K
NVG icon
9
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$3.05M 2.52%
+188,667
New +$2.95M
AWP
10
abrdn Global Premier Properties Fund
AWP
$379M
$3.04M 2.51%
186,417
+94,441
+103% +$1.57M
AFB
11
AllianceBernstein National Municipal Income Fund
AFB
$322M
$2.65M 2.19%
175,968
-1,545
-0.9% -$22.9K
GLO
12
Clough Global Opportunities Fund
GLO
$251M
$2.38M 1.97%
+257,692
New +$2.42M
NFJ
13
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
$2.31M 1.91%
186,999
-39,436
-17% -$487K
PZA icon
14
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.27M 1.87%
85,592
-11,316
-12% -$295K
NSL
15
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.16M 1.79%
359,880
-269,367
-43% -$1.61M
DRA
16
DELISTED
Diversified Real Asset Income Fd
DRA
$1.95M 1.61%
118,627
+99,884
+533% +$1.61M
NEA icon
17
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$1.88M 1.55%
125,534
+25,614
+26% +$376K
HYD icon
18
VanEck High Yield Muni ETF
HYD
$4.5B
$1.87M 1.55%
29,142
+697
+2% +$44.2K
THW
19
abrdn World Healthcare Fund
THW
$538M
$1.56M 1.29%
+111,558
New +$1.59M
THQ
20
abrdn Healthcare Opportunities Fund
THQ
$783M
$1.56M 1.29%
+94,379
New +$1.54M
BOE icon
21
BlackRock Enhanced Global Dividend Trust
BOE
$667M
$1.55M 1.28%
131,582
-13,926
-10% -$165K
FRA icon
22
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$1.49M 1.23%
113,428
-35,279
-24% -$465K
HQH
23
abrdn Healthcare Investors
HQH
$1.2B
$1.47M 1.21%
62,643
+23,899
+62% +$592K
SLB icon
24
SLB Ltd
SLB
$69.4B
$1.42M 1.18%
17,990
+6,096
+51% +$467K
BIDU icon
25
Baidu
BIDU
$37.4B
$1.32M 1.09%
8,025
+8
+0.1% +$1.41K
1
2 3 4 5

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Newgate Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Newgate Capital Management held 115 positions worth $121M, up 8.8% from $111M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Newgate Capital Management deployed $7.61M of net new capital in Q2 2016, opening 25 new positions and adding to 39 existing holdings. Its largest new stake was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.3% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was NUVEEN SENIOR INCM FD, an estimated $1.61M trimmed.

  • Newgate Capital Management's largest Q2 2016 buy was Nuveen AMT-Free Municipal Credit Income Fund: 188,667 shares worth $3.05M.
  • Newgate Capital Management added most to Invesco Senior Income Trust in Q2 2016, an estimated $3.18M increase.
  • Newgate Capital Management's biggest Q2 2016 reduction was NUVEEN SENIOR INCM FD, cutting an estimated $1.61M.
  • Newgate Capital Management fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q2 2016, selling an estimated $2.9M.
  • Newgate Capital Management's ten largest holdings make up 51% of its $121M portfolio in Q2 2016.
  • Newgate Capital Management opened 25 new positions and closed 26 in Q2 2016.
  • Newgate Capital Management's portfolio value rose 8.8% quarter-over-quarter to $121M.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.