Newgate Capital Management’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Newgate Capital Management’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	$1.48M	Sell	113,428 -35,279	-24%	-$465K	1.23%	22
2016 Q1	$1.93M	Sell	148,707 -23,333	-14%	-$292K	1.74%	14
2015 Q4	$2.22M	Sell	172,040 -7,023	-4%	-$89.9K	1.65%	18
2015 Q3	$2.31M	Sell	179,063 -2,597	-1%	-$34.3K	1.71%	18
2015 Q2	$2.44M	Buy	181,660 +14,204	+8%	+$197K	1.81%	16
2015 Q1	$2.33M	Buy	167,456 +46,993	+39%	+$639K	1.63%	17
2014 Q4	$1.61M	Buy	+120,463	New	+$1.64M	1.06%	26

Other funds holding FRA

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Newgate Capital Management's FRA Position: Q2 2016 in Review

Newgate Capital Management reduced its BlackRock Floating Rate Income Strategies Fund (FRA) stake by 24% in Q2 2016, selling an estimated $465K and leaving 113,428 shares worth $1.48M. The position accounts for 1.23% of the portfolio, ranked #22.

Newgate Capital Management first reported a position in FRA in Q4 2014 and has held it in 7 quarters since. The position peaked at $2.44M in Q2 2015. 76 funds tracked by Wall St. Rank hold FRA as of Q2 2016.

Newgate Capital Management held 113,428 shares of BlackRock Floating Rate Income Strategies Fund worth $1.48M as of Q2 2016.
Newgate Capital Management sold 35,279 BlackRock Floating Rate Income Strategies Fund shares in Q2 2016, an estimated $465K.
BlackRock Floating Rate Income Strategies Fund made up 1.23% of Newgate Capital Management's portfolio in Q2 2016, its #22 holding.
Newgate Capital Management first reported a position in BlackRock Floating Rate Income Strategies Fund in Q4 2014 and has held it in 7 quarters since.
Newgate Capital Management's BlackRock Floating Rate Income Strategies Fund position peaked at $2.44M in Q2 2015.
76 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.