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BlackRock Floating Rate Income Strategies Fund

75 hedge funds and large institutions have $117M invested in BlackRock Floating Rate Income Strategies Fund in 2014 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

25% more funds holding

Funds holding: 6075 (+15)

6% more capital invested

Capital invested by funds: $110M → $117M (+$6.79M)

3.41% more ownership

Funds ownership: 20.67%24.09% (+3.4%)

Holders
75
Holders Change
+15
Holders Change %
+25%
% of All Funds
2%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
22
Increased
25
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.6M -$1.37M -101,121 -8%
GC
2
Guggenheim Capital
Illinois
$12M -$2.19M -161,316 -15%
Wells Fargo
3
Wells Fargo
California
$10.6M -$244K -17,976 -2%
AUIM
4
Aegon USA Investment Management
Iowa
$8.56M +$722K +53,100 +9%
MIG
5
Mariner Investment Group
New York
$7.15M +$6.23M +458,089 +603%
ACI
6
Alpha Cubed Investments
California
$4.83M +$2.47M +181,663 +102%
Invesco
7
Invesco
Georgia
$4.81M +$160K +11,768 +3%
Bank of America
8
Bank of America
North Carolina
$4.79M -$2.4M -176,834 -33%
TAM
9
Trust Asset Management
Texas
$3.59M +$1.59M +117,224 +78%
PPA
10
Parametric Portfolio Associates
Washington
$3.57M -$8.85K -651 -0.2%
HK
11
Horizon Kinetics
New York
$3.49M -$209K -15,403 -6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$2.46M -$175K -12,857 -7%
RCA
13
Restructuring Capital Associates
Connecticut
$1.81M +$1.84M +135,561 New
RVP
14
Relative Value Partners
Illinois
$1.67M +$1.69M +124,503 New
NCM
15
Newgate Capital Management
Connecticut
$1.61M +$1.64M +120,463 New
FNYS
16
First New York Securities
New York
$1.56M +$235K +17,300 +17%
CIA
17
Capital Investment Advisors
Georgia
$1.53M -$23.9K -1,757 -2%
Deutsche Bank
18
Deutsche Bank
Germany
$1.35M +$1.22M +90,050 +805%
PMG
19
ProVise Management Group
Florida
$1.33M +$57.8K +4,255 +4%
LPL Financial
20
LPL Financial
California
$1.31M -$172K -12,679 -11%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.31M -$27.5K -2,022 -2%
KA
22
Klingman & Associates
New York
$1.28M +$1.3M +95,670 New
Ameriprise
23
Ameriprise
Minnesota
$1.27M +$244K +17,971 +23%
SG Americas Securities
24
SG Americas Securities
New York
$1.22M +$1.24M +91,336 New
SRC
25
Shufro Rose & Co
New York
$1.13M +$28.5K +2,100 +3%

FRA Hedge Fund Activity: Q4 2014 in Review

75 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in BlackRock Floating Rate Income Strategies Fund (FRA) for Q4 2014, worth a combined $117M — up 6.2% from $110M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FRA positions and 6 closed out — a net gain of 16 holders — while 25 added to existing stakes and 19 trimmed.

The largest buyer was Mariner Investment Group, adding an estimated $6.23M. The largest seller was Bank of America, cutting an estimated $2.4M.

  • 75 institutional investors held BlackRock Floating Rate Income Strategies Fund (FRA) as of Q4 2014, up from 60 in Q3 2014.
  • Funds reported $117M of BlackRock Floating Rate Income Strategies Fund stock for Q4 2014, up 6.2% quarter-over-quarter.
  • 22 funds opened new BlackRock Floating Rate Income Strategies Fund positions in Q4 2014 and 6 closed out, a net change of +16 holders.
  • The largest BlackRock Floating Rate Income Strategies Fund buyer in Q4 2014 was Mariner Investment Group, an estimated $6.23M added.
  • The largest BlackRock Floating Rate Income Strategies Fund seller in Q4 2014 was Bank of America, an estimated $2.4M sold.

Based on aggregated 13F filings for Q4 2014.