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BlackRock Floating Rate Income Strategies Fund

48 hedge funds and large institutions have $108M invested in BlackRock Floating Rate Income Strategies Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

4% more funds holding

Funds holding: 4648 (+2)

0.62% more ownership

Funds ownership: 18.98%19.6% (+0.62%)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

1% less capital invested

Capital invested by funds: $109M → $108M (-$1.29M)

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
14
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$29.4M -$987K -65,544 -3%
Morgan Stanley
2
Morgan Stanley
New York
$21.1M +$2.21M +146,687 +12%
AAM
3
Advisors Asset Management
Colorado
$12.1M -$3.35M -222,209 -21%
Invesco
4
Invesco
Georgia
$8.32M -$1.09M -72,454 -11%
Bank of America
5
Bank of America
North Carolina
$6.08M +$319K +21,200 +5%
HK
6
Horizon Kinetics
New York
$4.13M -$1.63M -108,296 -28%
Wells Fargo
7
Wells Fargo
California
$3.48M +$35.2K +2,336 +1%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$2.98M +$3.02M +200,724 New
LPL Financial
9
LPL Financial
California
$1.69M -$510K -33,901 -22%
PPA
10
Parametric Portfolio Associates
Washington
$1.65M +$1.67M +110,993 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.57M +$1.6M +106,020 New
SFS
12
Shaker Financial Services
Virginia
$1.46M +$1.49M +98,659 New
U
13
UBS
Switzerland
$1.38M +$230K +15,269 +20%
Barclays
14
Barclays
United Kingdom
$1.29M +$187K +12,392 +16%
ARC
15
Absolute Return Capital
Massachusetts
$1.27M -$271K -18,018 -17%
PMG
16
ProVise Management Group
Florida
$1.26M +$297K +19,752 +30%
SRC
17
Shufro Rose & Co
New York
$1.11M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.03M -$7.65K -508 -0.7%
Ameriprise
19
Ameriprise
Minnesota
$803K +$141K +9,369 +21%
Citigroup
20
Citigroup
New York
$755K +$604K +40,107 +370%
CS
21
Credit Suisse
Switzerland
$678K
CT
22
Coastline Trust
Rhode Island
$585K +$8.28K +550 +1%
SAM
23
Symphony Asset Management
California
$483K +$490K +32,548 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$435K -$9.42K -626 -2%
DA
25
Doliver Advisors
Texas
$395K +$401K +26,608 New

FRA Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in BlackRock Floating Rate Income Strategies Fund (FRA) for Q3 2013, worth a combined $108M — down 1.2% from $109M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FRA positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $3.02M. The largest seller was Advisors Asset Management, cutting an estimated $3.35M.

  • 48 institutional investors held BlackRock Floating Rate Income Strategies Fund (FRA) as of Q3 2013, up from 46 in Q2 2013.
  • Funds reported $108M of BlackRock Floating Rate Income Strategies Fund stock for Q3 2013, down 1.2% quarter-over-quarter.
  • 9 funds opened new BlackRock Floating Rate Income Strategies Fund positions in Q3 2013 and 7 closed out, a net change of +2 holders.
  • The largest BlackRock Floating Rate Income Strategies Fund buyer in Q3 2013 was Janney Montgomery Scott, an estimated $3.02M added.
  • The largest BlackRock Floating Rate Income Strategies Fund seller in Q3 2013 was Advisors Asset Management, an estimated $3.35M sold.

Based on aggregated 13F filings for Q3 2013.