Horizon Kinetics’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Horizon Kinetics’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$814K	Sell	68,428 -1,185	-2%	-$15.3K	0.03%	185
2018 Q3	$960K	Sell	69,613 -246	-0.4%	-$3.4K	0.02%	189
2018 Q2	$971K	Sell	69,859 -1,016	-1%	-$14.5K	0.02%	179
2018 Q1	$1.03M	Sell	70,875 -726	-1%	-$10.4K	0.03%	174
2017 Q4	$987K	Sell	71,601 -5,811	-8%	-$81.5K	0.03%	184
2017 Q3	$1.11M	Sell	77,412 -22,593	-23%	-$318K	0.03%	176
2017 Q2	$1.41M	Sell	100,005 -916	-0.9%	-$13.1K	0.05%	156
2017 Q1	$1.46M	Sell	100,921 -3,472	-3%	-$50.8K	0.05%	150
2016 Q4	$1.5M	Sell	104,393 -6,679	-6%	-$92.9K	0.05%	147
2016 Q3	$1.54M	Sell	111,072 -1,982	-2%	-$26.8K	0.04%	147
2016 Q2	$1.49M	Sell	113,054 -51,839	-31%	-$683K	0.04%	153
2016 Q1	$2.15M	Sell	164,893 -3,844	-2%	-$48.2K	0.05%	116
2015 Q4	$2.18M	Sell	168,737 -16,042	-9%	-$205K	0.05%	126
2015 Q3	$2.39M	Sell	184,779 -43,566	-19%	-$576K	0.04%	121
2015 Q2	$3.09M	Sell	228,345 -11,135	-5%	-$154K	0.04%	127
2015 Q1	$3.33M	Sell	239,480 -21,345	-8%	-$290K	0.05%	126
2014 Q4	$3.49M	Sell	260,825 -15,403	-6%	-$209K	0.05%	133
2014 Q3	$3.88M	Sell	276,228 -834	-0.3%	-$11.9K	0.05%	117
2014 Q2	$4.06M	Sell	277,062 -661	-0.2%	-$9.54K	0.05%	116
2014 Q1	$4.05M	Sell	277,723 -3,120	-1%	-$45.6K	0.05%	117
2013 Q4	$4.1M	Buy	280,843 +2,458	+0.9%	+$35.8K	0.05%	118
2013 Q3	$4.13M	Sell	278,385 -108,296	-28%	-$1.63M	0.06%	113
2013 Q2	$5.99M	Buy	+386,681	New	+$6.17M	0.09%	100

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Horizon Kinetics's FRA Position: Q4 2018 in Review

Horizon Kinetics reduced its BlackRock Floating Rate Income Strategies Fund (FRA) stake by 1.7% in Q4 2018, selling an estimated $15.3K and leaving 68,428 shares worth $814K. The position accounts for 0.03% of the portfolio, ranked #185.

Horizon Kinetics first reported a position in FRA in Q2 2013 and has held it in 23 quarters since. The position peaked at $5.99M in Q2 2013. 100 funds tracked by Wall St. Rank hold FRA as of Q4 2018.

Horizon Kinetics held 68,428 shares of BlackRock Floating Rate Income Strategies Fund worth $814K as of Q4 2018.
Horizon Kinetics sold 1,185 BlackRock Floating Rate Income Strategies Fund shares in Q4 2018, an estimated $15.3K.
BlackRock Floating Rate Income Strategies Fund made up 0.03% of Horizon Kinetics's portfolio in Q4 2018, its #185 holding.
Horizon Kinetics first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's BlackRock Floating Rate Income Strategies Fund position peaked at $5.99M in Q2 2013.
100 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.