Rivernorth Capital Management’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Rivernorth Capital Management’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-105,151	Closed	-$1.23M	–	591
2023 Q1	$1.23M	Sell	105,151 -29,210	-22%	-$342K	0.06%	249
2022 Q4	$1.51M	Buy	+134,361	New	+$1.54M	0.07%	271
2022 Q1	–	Sell	-164,823	Closed	-$2.21M	–	830
2021 Q4	$2.21M	Sell	164,823 -321,633	-66%	-$4.35M	0.09%	179
2021 Q3	$6.5M	Sell	486,456 -171,534	-26%	-$2.29M	0.34%	79
2021 Q2	$8.72M	Buy	657,990 +49,597	+8%	+$644K	0.5%	53
2021 Q1	$7.91M	Sell	608,393 -443,223	-42%	-$5.66M	0.47%	56
2020 Q4	$12.7M	Buy	1,051,616 +492,403	+88%	+$5.84M	0.76%	39
2020 Q3	$6.43M	Sell	559,213 -490,743	-47%	-$5.65M	0.4%	68
2020 Q2	$11.7M	Buy	1,049,956 +667,285	+174%	+$7.28M	0.67%	40
2020 Q1	$3.83M	Buy	382,671 +165,065	+76%	+$2.04M	0.26%	97
2019 Q4	$2.92M	Sell	217,606 -370,992	-63%	-$4.78M	0.18%	105
2019 Q3	$7.43K	Sell	588,598 -180,934	-24%	-$2.29M	0.03%	77
2019 Q2	$9.87K	Buy	769,532 +88,313	+13%	+$1.14M	0.43%	43
2019 Q1	$8.52M	Sell	681,219 -90,988	-12%	-$1.15M	0.56%	56
2018 Q4	$9.14M	Buy	+772,207	New	+$9.95M	0.54%	54
2017 Q1	–	Sell	-181,162	Closed	-$2.61M	–	148
2016 Q4	$2.61M	Sell	181,162 -151,624	-46%	-$2.11M	0.17%	118
2016 Q3	$4.61M	Sell	332,786 -14,800	-4%	-$200K	0.34%	86
2016 Q2	$4.57M	Sell	347,586 -21,066	-6%	-$278K	0.3%	91
2016 Q1	$4.82M	Buy	368,652 +47,567	+15%	+$596K	0.3%	95
2015 Q4	$4.14M	Buy	321,085 +11,800	+4%	+$151K	0.24%	116
2015 Q3	$4M	Buy	309,285 +73,159	+31%	+$967K	0.25%	110
2015 Q2	$3.19M	Buy	236,126 +142,887	+153%	+$1.98M	0.2%	122
2015 Q1	$1.3M	Buy	93,239 +15,500	+20%	+$211K	0.09%	146
2014 Q4	$1.04M	Buy	77,739 +43,078	+124%	+$586K	0.07%	168
2014 Q3	$487K	Sell	34,661 -139,471	-80%	-$1.99M	0.04%	152
2014 Q2	$2.55M	Hold	174,132	–	–	0.2%	117
2014 Q1	$2.54M	Buy	174,132 +37,736	+28%	+$552K	0.21%	117
2013 Q4	$1.99M	Buy	+136,396	New	+$1.99M	0.15%	137

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Rivernorth Capital Management's FRA Position: Q2 2023 in Review

Rivernorth Capital Management sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q2 2023, closing a stake of 105,151 shares — an estimated $1.23M sold.

Rivernorth Capital Management first reported a position in FRA in Q4 2013 and held it in 28 quarters. The position peaked at $12.7M in Q4 2020. 77 funds tracked by Wall St. Rank hold FRA as of Q2 2023.

Rivernorth Capital Management reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q2 2023 after selling out during the quarter.
Rivernorth Capital Management sold 105,151 BlackRock Floating Rate Income Strategies Fund shares in Q2 2023, an estimated $1.23M.
Rivernorth Capital Management first reported a position in BlackRock Floating Rate Income Strategies Fund in Q4 2013 and held it in 28 quarters.
Rivernorth Capital Management's BlackRock Floating Rate Income Strategies Fund position peaked at $12.7M in Q4 2020.
77 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q2 2023.

Based on Rivernorth Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.