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BlackRock Floating Rate Income Strategies Fund

60 hedge funds and large institutions have $110M invested in BlackRock Floating Rate Income Strategies Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 20

0.12% more ownership

Funds ownership: 20.55%20.67% (+0.12%)

3% less capital invested

Capital invested by funds: $113M → $110M (-$3.21M)

10% less funds holding

Funds holding: 6760 (-7)

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
22
Reduced
20
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.8M +$129K +9,065 +0.7%
GC
2
Guggenheim Capital
Illinois
$14.9M -$690K -48,394 -4%
Wells Fargo
3
Wells Fargo
California
$11.3M +$5.47M +383,791 +91%
AUIM
4
Aegon USA Investment Management
Iowa
$8.24M +$342K +23,986 +4%
Bank of America
5
Bank of America
North Carolina
$7.51M +$497K +34,882 +7%
Invesco
6
Invesco
Georgia
$4.89M +$125K +8,786 +3%
BCC
7
Bain Capital Credit
Massachusetts
$4.72M +$4.79M +335,695 New
HK
8
Horizon Kinetics
New York
$3.88M -$11.9K -834 -0.3%
PPA
9
Parametric Portfolio Associates
Washington
$3.76M -$458K -32,099 -11%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.76M -$17.1K -1,196 -0.6%
ACI
11
Alpha Cubed Investments
California
$2.51M +$2.55M +178,766 New
TAM
12
Trust Asset Management
Texas
$2.21M
CFA
13
Cahill Financial Advisors
Minnesota
$1.84M -$131K -9,209 -7%
CIA
14
Capital Investment Advisors
Georgia
$1.64M +$14.2K +996 +0.9%
LPL Financial
15
LPL Financial
California
$1.55M +$63.1K +4,424 +4%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.4M -$35.8K -2,511 -2%
FNYS
17
First New York Securities
New York
$1.39M +$472K +33,127 +50%
PMG
18
ProVise Management Group
Florida
$1.33M +$77.6K +5,440 +6%
SRC
19
Shufro Rose & Co
New York
$1.16M +$8.56K +600 +0.7%
Ameriprise
20
Ameriprise
Minnesota
$1.08M -$74.7K -5,240 -6%
MIG
21
Mariner Investment Group
New York
$1.07M -$662K -46,401 -38%
U
22
UBS
Switzerland
$1.05M -$62K -4,350 -6%
HNB
23
Huntington National Bank
Ohio
$903K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$880K +$8.78K +616 +1%
SFS
25
Shaker Financial Services
Virginia
$805K -$584K -40,938 -42%

FRA Hedge Fund Activity: Q3 2014 in Review

60 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in BlackRock Floating Rate Income Strategies Fund (FRA) for Q3 2014, worth a combined $110M — down 2.8% from $113M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FRA and 6 opened new positions — a net loss of 7 holders — while 20 trimmed existing stakes and 22 added.

The largest buyer was Wells Fargo, adding an estimated $5.47M. The largest seller was Saba Capital Management, exiting entirely with an estimated $4.87M sold.

  • 60 institutional investors held BlackRock Floating Rate Income Strategies Fund (FRA) as of Q3 2014, down from 67 in Q2 2014.
  • Funds reported $110M of BlackRock Floating Rate Income Strategies Fund stock for Q3 2014, down 2.8% quarter-over-quarter.
  • 6 funds opened new BlackRock Floating Rate Income Strategies Fund positions in Q3 2014 and 13 closed out, a net change of -7 holders.
  • The largest BlackRock Floating Rate Income Strategies Fund buyer in Q3 2014 was Wells Fargo, an estimated $5.47M added.
  • The largest BlackRock Floating Rate Income Strategies Fund seller in Q3 2014 was Saba Capital Management, an estimated $4.87M sold.

Based on aggregated 13F filings for Q3 2014.