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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+0.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$179K
Cap. Flow
-$210K
Cap. Flow %
-0.16%
Top 10 Hldgs %
49.47%
Holding
112
New
17
Increased
28
Reduced
45
Closed
16

Top Buys

Rank Stock Value
1
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.03M
2
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$1.67M
3
NCV
Virtus Convertible & Income Fund
NCV
+$1.58M
4
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.43M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.28M

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.74M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.04M
3
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
+$1.98M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.3M
5
TEI
Templeton Emerging Markets Income Fund
TEI
+$1.25M

Sector Composition

Rank Sector Weight
1 Energy 7.4%
2 Financials 4.8%
3 Utilities 3.34%
4 Materials 3.08%
5 Communication Services 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1
Nuveen Credit Strategies Income Fund
JQC
$708M
$13.4M 9.97%
1,720,946
+80,924
+5% +$636K
DSU icon
2
BlackRock Debt Strategies Fund
DSU
$600M
$10.7M 7.98%
1,060,916
+24,169
+2% +$245K
FAX
3
abrdn Asia-Pacific Income Fund
FAX
$609M
$6.95M 5.17%
255,556
+46,587
+22% +$1.28M
VTA
4
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.56M 4.88%
626,363
+51,449
+9% +$549K
PCI
5
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.48M 4.08%
306,863
+3,935
+1% +$72.7K
NSL
6
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.93M 3.67%
860,434
+56,046
+7% +$323K
CSQ icon
7
Calamos Strategic Total Return Fund
CSQ
$3.28B
$4.76M 3.54%
480,758
+81,540
+20% +$809K
VVR icon
8
Invesco Senior Income Trust
VVR
$460M
$4.64M 3.45%
1,155,904
+84,131
+8% +$347K
BRW
9
Saba Capital Income & Opportunities Fund
BRW
$341M
$4.59M 3.42%
453,690
+125,242
+38% +$1.26M
TEI
10
Templeton Emerging Markets Income Fund
TEI
$318M
$4.43M 3.29%
443,982
-125,005
-22% -$1.25M
AWF
11
AllianceBernstein Global High Income Fund
AWF
$874M
$4.23M 3.15%
392,055
-68,712
-15% -$766K
JSD
12
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.77M 2.81%
255,837
+8,343
+3% +$125K
BGX
13
Blackstone Long-Short Credit Income Fund
BGX
$137M
$3.35M 2.49%
248,631
-67,641
-21% -$936K
NFJ
14
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.96M 2.21%
+239,330
New +$3.03M
NXZ
15
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.59M 1.92%
183,400
+800
+0.4% +$11K
DSL
16
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.39M 1.78%
148,493
-15,886
-10% -$272K
NRK icon
17
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$914M
$2.28M 1.7%
174,246
+50,929
+41% +$649K
FRA icon
18
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$2.22M 1.65%
172,040
-7,023
-4% -$89.9K
AFB
19
AllianceBernstein National Municipal Income Fund
AFB
$316M
$1.7M 1.27%
+123,873
New +$1.67M
BIDU icon
20
Baidu
BIDU
$36.6B
$1.68M 1.25%
8,892
-1,049
-11% -$193K
KEP icon
21
Korea Electric Power
KEP
$15.2B
$1.51M 1.12%
71,265
-5,598
-7% -$121K
NCV
22
Virtus Convertible & Income Fund
NCV
$384M
$1.46M 1.09%
+66,741
New +$1.58M
NIO
23
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.45M 1.08%
+101,516
New +$1.43M
NEA icon
24
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.31M 0.98%
95,026
+495
+0.5% +$6.56K
TSM icon
25
TSMC
TSM
$2.18T
$1.24M 0.92%
54,387
+3,250
+6% +$73.1K
1
2 3 4 5

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Newgate Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Newgate Capital Management held 112 positions worth $134M, down 0.13% from $135M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Newgate Capital Management's Q4 2015 filing shows 17 new, 28 increased, 45 reduced and 16 closed positions. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M. The largest sale was Nuveen Floating Rate Income Fund, an estimated $2.74M.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, up from 6.9% a quarter earlier, followed by Financials and Utilities.

  • Newgate Capital Management's largest Q4 2015 buy was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M.
  • Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q4 2015, an estimated $1.28M increase.
  • Newgate Capital Management's biggest Q4 2015 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $2.74M.
  • Newgate Capital Management fully exited BNY Mellon Strategic Municipal Bond Fund in Q4 2015, selling an estimated $1.98M.
  • Newgate Capital Management's ten largest holdings make up 49% of its $134M portfolio in Q4 2015.
  • Newgate Capital Management opened 17 new positions and closed 16 in Q4 2015.
  • Newgate Capital Management's portfolio value fell 0.13% quarter-over-quarter to $134M.

Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.