Newgate Capital Management’s NUVEEN DIV ADV MUNI FD-2 NXZ Stock Holding History

Newgate Capital Management’s Portfolio NXZ Stock Details NXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-183,400	Closed	-$2.59M	–	115
2015 Q4	$2.59M	Buy	183,400 +800	+0.4%	+$11K	1.92%	15
2015 Q3	$2.48M	Sell	182,600 -704	-0.4%	-$9.49K	1.84%	17
2015 Q2	$2.45M	Buy	183,304 +113,899	+164%	+$1.57M	1.81%	15
2015 Q1	$984K	Buy	+69,405	New	+$991K	0.69%	35
2014 Q1	–	Sell	-50,757	Closed	-$644K	–	130
2013 Q4	$644K	Sell	50,757 -166,710	-77%	-$2.13M	0.13%	100
2013 Q3	$2.82M	Sell	217,467 -48,295	-18%	-$620K	0.49%	72
2013 Q2	$3.71M	Buy	+265,762	New	+$3.93M	0.52%	71

Other funds holding NXZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Newgate Capital Management's NXZ Position: Q1 2016 in Review

Newgate Capital Management sold out of NUVEEN DIV ADV MUNI FD-2 (NXZ) in Q1 2016, closing a stake of 183,400 shares — an estimated $2.59M sold.

Newgate Capital Management first reported a position in NXZ in Q2 2013 and held it in 7 quarters. The position peaked at $3.71M in Q2 2013. 64 funds tracked by Wall St. Rank hold NXZ as of Q1 2016.

Newgate Capital Management reported no remaining NUVEEN DIV ADV MUNI FD-2 position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 183,400 NUVEEN DIV ADV MUNI FD-2 shares in Q1 2016, an estimated $2.59M.
Newgate Capital Management first reported a position in NUVEEN DIV ADV MUNI FD-2 in Q2 2013 and held it in 7 quarters.
Newgate Capital Management's NUVEEN DIV ADV MUNI FD-2 position peaked at $3.71M in Q2 2013.
64 funds tracked by Wall St. Rank held NUVEEN DIV ADV MUNI FD-2 as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.