We are live on ! Find out more
NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-9.31%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$563K
Cap. Flow
+$13.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
48.13%
Holding
113
New
16
Increased
30
Reduced
45
Closed
18

Top Buys

Rank Stock Value
1
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.42M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.1M
3
VVR icon
Invesco Senior Income Trust
VVR
+$2.65M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$2.27M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$1.7M

Top Sells

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$2.06M
2
LEO
BNY Mellon Strategic Municipals
LEO
+$1.71M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$1.6M
4
CAF
Morgan Stanley China A Share Fund
CAF
+$1.51M
5
EVF
Eaton Vance Senior Income Trust
EVF
+$1.39M

Sector Composition

Rank Sector Weight
1 Energy 6.9%
2 Financials 5%
3 Materials 4.87%
4 Utilities 2.75%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1
Nuveen Credit Strategies Income Fund
JQC
$708M
$13M 9.67%
1,640,022
+368,696
+29% +$3.1M
DSU icon
2
BlackRock Debt Strategies Fund
DSU
$600M
$10.3M 7.68%
1,036,747
+161,103
+18% +$1.7M
VTA
3
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.04M 4.49%
574,914
+135,108
+31% +$1.52M
FAX
4
abrdn Asia-Pacific Income Fund
FAX
$609M
$5.64M 4.19%
208,969
+122,169
+141% +$3.42M
TEI
5
Templeton Emerging Markets Income Fund
TEI
$318M
$5.51M 4.1%
568,987
+87,344
+18% +$894K
PCI
6
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.49M 4.08%
302,928
+87,273
+40% +$1.68M
AWF
7
AllianceBernstein Global High Income Fund
AWF
$874M
$5.06M 3.76%
460,767
-178,495
-28% -$2.06M
NSL
8
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.73M 3.51%
804,388
+171,734
+27% +$1.06M
BGX
9
Blackstone Long-Short Credit Income Fund
BGX
$137M
$4.51M 3.35%
316,272
+51,902
+20% +$778K
VVR icon
10
Invesco Senior Income Trust
VVR
$460M
$4.45M 3.31%
1,071,773
+607,922
+131% +$2.65M
JSD
11
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.74M 2.78%
247,494
+40,946
+20% +$657K
JFR icon
12
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.73M 2.77%
372,956
+58,283
+19% +$610K
CSQ icon
13
Calamos Strategic Total Return Fund
CSQ
$3.28B
$3.68M 2.73%
399,218
+88,666
+29% +$914K
BRW
14
Saba Capital Income & Opportunities Fund
BRW
$341M
$3.31M 2.46%
328,448
-152,149
-32% -$1.6M
DSL
15
DoubleLine Income Solutions Fund
DSL
$1.23B
$2.84M 2.11%
164,379
+120,898
+278% +$2.27M
BGB
16
Blackstone Strategic Credit 2027 Term Fund
BGB
$506M
$2.77M 2.06%
194,751
+30,001
+18% +$454K
NXZ
17
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.48M 1.84%
182,600
-704
-0.4% -$9.49K
FRA icon
18
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$2.31M 1.71%
179,063
-2,597
-1% -$34.3K
DSM
19
BNY Mellon Strategic Municipal Bond Fund
DSM
$296M
$1.98M 1.47%
255,326
+2,971
+1% +$23K
KEP icon
20
Korea Electric Power
KEP
$15.2B
$1.57M 1.17%
76,863
+17,819
+30% +$371K
NRK icon
21
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$914M
$1.54M 1.15%
+123,317
New +$1.55M
BIDU icon
22
Baidu
BIDU
$36.6B
$1.37M 1.02%
9,941
+575
+6% +$94.8K
BTZ icon
23
BlackRock Credit Allocation Income Trust
BTZ
$943M
$1.3M 0.97%
+107,760
New +$1.34M
NEA icon
24
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.23M 0.91%
94,531
+46,728
+98% +$603K
CX icon
25
Cemex
CX
$18.4B
$1.21M 0.9%
187,460
+4,380
+2% +$32.5K
1
2 3 4 5

Similar funds

HDE
Hutner Daniel Ellsworth $117M AUM
BPV
Battery Partners VII Boston, Massachusetts $108M AUM 8.59% 1-Year Est. Return
FV2GP
Flagship Ventures 2007 General Partner Cambridge, Massachusetts $107M AUM
EIGI
Elmrox Investment Group IM New York $107M AUM
EGA
Emerging Global Advisors New York $140M AUM 5.42% 1-Year Est. Return
WCM
Weyland Capital Management Portsmouth, New Hampshire $94M AUM 1.28% 1-Year Est. Return
WCM
Wesley Capital Management New York $86M AUM 10.39% 1-Year Est. Return
VP
Value Partners Hong Kong $158M AUM 21.25% 1-Year Est. Return

Newgate Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Newgate Capital Management held 113 positions worth $135M, down 0.42% from $135M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Newgate Capital Management deployed $13.8M of net new capital in Q3 2015, opening 16 new positions and adding to 30 existing holdings. Its largest new stake was Nuveen New York AMT-Free Quality Municipal Income Fund: 123,317 shares worth $1.54M.

By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 9% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Global High Income Fund, an estimated $2.06M trimmed.

  • Newgate Capital Management's largest Q3 2015 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 123,317 shares worth $1.54M.
  • Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q3 2015, an estimated $3.42M increase.
  • Newgate Capital Management's biggest Q3 2015 reduction was AllianceBernstein Global High Income Fund, cutting an estimated $2.06M.
  • Newgate Capital Management fully exited BNY Mellon Strategic Municipals in Q3 2015, selling an estimated $1.71M.
  • Newgate Capital Management's ten largest holdings make up 48% of its $135M portfolio in Q3 2015.
  • Newgate Capital Management opened 16 new positions and closed 18 in Q3 2015.
  • Newgate Capital Management's portfolio value fell 0.42% quarter-over-quarter to $135M.

Based on Newgate Capital Management's 13F filing for Q3 2015, filed 22 Oct 2015.