Newgate Capital Management’s NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND JSD Stock Holding History

Newgate Capital Management’s Portfolio JSD Stock Details JSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-193,080	Closed	-$2.9M	–	112
2016 Q1	$2.9M	Sell	193,080 -62,757	-25%	-$905K	2.61%	10
2015 Q4	$3.77M	Buy	255,837 +8,343	+3%	+$125K	2.81%	12
2015 Q3	$3.74M	Buy	247,494 +40,946	+20%	+$657K	2.78%	11
2015 Q2	$3.38M	Sell	206,548 -2,907	-1%	-$49.9K	2.5%	10
2015 Q1	$3.59M	Sell	209,455 -678	-0.3%	-$11.5K	2.51%	13
2014 Q4	$3.48M	Sell	210,133 -24,335	-10%	-$414K	2.3%	10
2014 Q3	$4.01M	Buy	234,468 +71,864	+44%	+$1.29M	2.33%	12
2014 Q2	$2.99M	Sell	162,604 -5,795	-3%	-$106K	0.78%	42
2014 Q1	$3.11M	Buy	168,399 +2,409	+1%	+$45.1K	0.69%	50
2013 Q4	$3.13M	Buy	165,990 +66,461	+67%	+$1.24M	0.62%	64
2013 Q3	$1.9M	Buy	+99,529	New	+$1.93M	0.33%	87

Other funds holding JSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Newgate Capital Management's JSD Position: Q2 2016 in Review

Newgate Capital Management sold out of NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) in Q2 2016, closing a stake of 193,080 shares — an estimated $2.9M sold.

Newgate Capital Management first reported a position in JSD in Q3 2013 and held it in 11 quarters. The position peaked at $4.01M in Q3 2014. 30 funds tracked by Wall St. Rank hold JSD as of Q2 2016.

Newgate Capital Management reported no remaining NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND position as of Q2 2016 after selling out during the quarter.
Newgate Capital Management sold 193,080 NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND shares in Q2 2016, an estimated $2.9M.
Newgate Capital Management first reported a position in NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2013 and held it in 11 quarters.
Newgate Capital Management's NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND position peaked at $4.01M in Q3 2014.
30 funds tracked by Wall St. Rank held NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.