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JSD

NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND

Delisted

JSD was delisted on the 28th of July, 2023.

25 hedge funds and large institutions have $45M invested in NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

9% more funds holding

Funds holding: 2325 (+2)

3% less capital invested

Capital invested by funds: $46.4M → $45M (-$1.41M)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$17.1M -$1.88M -100,716 -10%
Cohen & Steers
2
Cohen & Steers
New York
$3.65M -$651K -34,930 -15%
AAM
3
Advisors Asset Management
Colorado
$3.47M -$1.23M -65,951 -26%
Invesco
4
Invesco
Georgia
$3.13M -$435K -23,374 -12%
NCM
5
Newgate Capital Management
Connecticut
$3.13M +$1.24M +66,461 +67%
Barclays
6
Barclays
United Kingdom
$2.99M -$818K -43,942 -21%
Morgan Stanley
7
Morgan Stanley
New York
$2.13M +$213K +11,455 +11%
MIG
8
Mariner Investment Group
New York
$1.46M +$1.45M +77,640 New
U
9
UBS
Switzerland
$1.25M +$278K +14,902 +29%
LPL Financial
10
LPL Financial
California
$1.24M +$45.2K +2,427 +4%
PPA
11
Parametric Portfolio Associates
Washington
$1.17M +$710K +38,096 +157%
WAM
12
Wolverine Asset Management
Illinois
$1.16M +$990K +53,156 +636%
First Trust Advisors
13
First Trust Advisors
Illinois
$871K +$119K +6,368 +16%
Wells Fargo
14
Wells Fargo
California
$651K +$18.2K +979 +3%
Bank of America
15
Bank of America
North Carolina
$515K -$88.8K -4,766 -15%
SFS
16
Shaker Financial Services
Virginia
$503K +$497K +26,710 New
PAG
17
Private Advisor Group
New Jersey
$245K +$242K +13,000 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$147K +$145K +7,800 New
SC
19
Selz Capital
New York
$75K
Citigroup
20
Citigroup
New York
$49K -$17.9K -963 -27%
TRCT
21
Tower Research Capital (TRC)
New York
$13K +$74 +4 +0.6%
Creative Planning
22
Creative Planning
Kansas
$12K +$11.6K +625 New
ClearBridge Investments
23
ClearBridge Investments
New York
$11K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$10K
NVIM
25
New Vernon Investment Management
Illinois
-$1.13M -59,200 Closed

JSD Hedge Fund Activity: Q4 2013 in Review

25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) for Q4 2013, worth a combined $45M — down 3% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new JSD positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $1.45M. The largest seller was Guggenheim Capital, cutting an estimated $1.88M.

  • 25 institutional investors held NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) as of Q4 2013, up from 23 in Q3 2013.
  • Funds reported $45M of NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND stock for Q4 2013, down 3% quarter-over-quarter.
  • 6 funds opened new NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND positions in Q4 2013 and 4 closed out, a net change of +2 holders.
  • The largest NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND buyer in Q4 2013 was Mariner Investment Group, an estimated $1.45M added.
  • The largest NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND seller in Q4 2013 was Guggenheim Capital, an estimated $1.88M sold.

Based on aggregated 13F filings for Q4 2013.