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JSD

NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD

Delisted

JSD was delisted on the 28th of July, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Bulldog Investors
1
Bulldog Investors
New Jersey
– -$4.3M -372,705 Closed
Saba Capital Management
2
Saba Capital Management
New York
– -$4.22M -365,056 Closed
Thomas J. Herzfeld Advisors
3
Thomas J. Herzfeld Advisors
Florida
– -$4.06M -351,887 Closed
Rivernorth Capital Management
4
Rivernorth Capital Management
Florida
– -$3.99M -345,450 Closed
Sit Investment Associates
5
Sit Investment Associates
Minnesota
– -$2.54M -219,625 Closed
Next Capital Management
6
Next Capital Management
New York
– -$2.5M -215,984 Closed
Morgan Stanley
7
Morgan Stanley
New York
– -$2.4M -207,625 Closed
Guggenheim Capital
8
Guggenheim Capital
Illinois
– -$2.14M -184,994 Closed
Invesco
9
Invesco
Georgia
– -$2.01M -174,212 Closed
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
– -$1.85M -160,280 Closed
Woodline Partners
11
Woodline Partners
California
– -$1.77M -153,500 Closed
Baird Financial Group
12
Baird Financial Group
Wisconsin
– -$1.6M -138,663 Closed
Almitas Capital
13
Almitas Capital
California
– -$1.51M -129,962 Closed
Advisors Asset Management
14
Advisors Asset Management
Colorado
– -$1.45M -125,349 Closed
Wolverine Asset Management
15
Wolverine Asset Management
Illinois
– -$1.43M -123,637 Closed
LPL Financial
16
LPL Financial
California
– -$1.3M -112,391 Closed
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
– -$982K -85,051 Closed
Shaker Financial Services
18
Shaker Financial Services
Virginia
– -$866K -74,251 Closed
NewEdge Advisors
19
NewEdge Advisors
Louisiana
– -$718K -62,200 Closed
AQR Arbitrage
20
AQR Arbitrage
Connecticut
– -$568K -49,149 Closed
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
– -$530K -45,856 Closed
Wells Fargo
22
Wells Fargo
California
– -$385K -33,364 Closed
Logan Stone Capital
23
Logan Stone Capital
Illinois
– -$303K -26,200 Closed
AGM
24
Alpine Global Management
New York
– -$274K -23,698 Closed
RVW Wealth
25
RVW Wealth
California
– -$230K -19,900 Closed
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