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JSD

NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND

Delisted

JSD was delisted on the 28th of July, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$16.3M -$525K -28,056 -3%
MIG
2
Mariner Investment Group
New York
$4.07M +$2.67M +142,439 +183%
Barclays
3
Barclays
United Kingdom
$3.31M +$334K +17,819 +11%
NCM
4
Newgate Capital Management
Connecticut
$3.11M +$45.1K +2,409 +1%
Cohen & Steers
5
Cohen & Steers
New York
$2.7M -$896K -47,825 -25%
Invesco
6
Invesco
Georgia
$2.25M -$840K -44,834 -27%
Morgan Stanley
7
Morgan Stanley
New York
$2.24M +$155K +8,260 +7%
PPA
8
Parametric Portfolio Associates
Washington
$1.67M +$520K +27,772 +45%
AAM
9
Advisors Asset Management
Colorado
$1.43M -$1.99M -106,465 -58%
U
10
UBS
Switzerland
$1.29M +$64.8K +3,457 +5%
LPL Financial
11
LPL Financial
California
$1.23M +$12K +639 +1%
First Trust Advisors
12
First Trust Advisors
Illinois
$960K +$107K +5,692 +12%
WAM
13
Wolverine Asset Management
Illinois
$818K -$323K -17,238 -28%
Wells Fargo
14
Wells Fargo
California
$739K +$102K +5,422 +16%
Bank of America
15
Bank of America
North Carolina
$691K +$189K +10,077 +37%
SFS
16
Shaker Financial Services
Virginia
$466K -$28.1K -1,500 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$238K +$241K +12,862 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$236K +$93.7K +5,000 +64%
SC
19
Selz Capital
New York
$74K
Citigroup
20
Citigroup
New York
$61K +$13.3K +712 +27%
TRCT
21
Tower Research Capital (TRC)
New York
$24K +$12K +640 +94%
Creative Planning
22
Creative Planning
Kansas
$12K
ClearBridge Investments
23
ClearBridge Investments
New York
$10K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$10K
PAG
25
Private Advisor Group
New Jersey
-$245K -13,000 Closed