|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$17.1M
|
-$1.88M
|
-100,716
|
-10%
|
|
|
2
|
|
$3.65M
|
-$651K
|
-34,930
|
-15%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$3.47M
|
-$1.23M
|
-65,951
|
-26%
|
|
|
4
|
|
$3.13M
|
-$435K
|
-23,374
|
-12%
|
|
|
5
|
Newgate Capital Management
Greenwich,
Connecticut
|
$3.13M
|
+$1.24M
|
+66,461
|
+67%
|
|
|
6
|
Barclays
London,
United Kingdom
|
$2.99M
|
-$818K
|
-43,942
|
-21%
|
|
|
7
|
|
$2.13M
|
+$213K
|
+11,455
|
+11%
|
|
|
8
|
Mariner Investment Group
Harrison,
New York
|
$1.46M
|
+$1.45M
|
+77,640
|
New
|
|
|
9
|
|
$1.25M
|
+$278K
|
+14,902
|
+29%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$1.24M
|
+$45.2K
|
+2,427
|
+4%
|
|
|
11
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.17M
|
+$710K
|
+38,096
|
+157%
|
|
|
12
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.16M
|
+$990K
|
+53,156
|
+636%
|
|
|
13
|
First Trust Advisors
Wheaton,
Illinois
|
$871K
|
+$119K
|
+6,368
|
+16%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$651K
|
+$18.2K
|
+979
|
+3%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$515K
|
-$88.8K
|
-4,766
|
-15%
|
|
|
16
|
Shaker Financial Services
Arlington,
Virginia
|
$503K
|
+$497K
|
+26,710
|
New
|
|
|
17
|
Private Advisor Group
Morristown,
New Jersey
|
$245K
|
+$242K
|
+13,000
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$147K
|
+$145K
|
+7,800
|
New
|
|
|
19
|
|
$75K
|
–
|
–
|
–
|
|
|
20
|
|
$49K
|
-$17.9K
|
-963
|
-27%
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$13K
|
+$74
|
+4
|
+0.6%
|
|
|
22
|
Creative Planning
Overland Park,
Kansas
|
$12K
|
+$11.6K
|
+625
|
New
|
|
|
23
|
ClearBridge Investments
New York
|
$11K
|
–
|
–
|
–
|
|
|
24
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$10K
|
–
|
–
|
–
|
|
|
25
|
New Vernon Investment Management
Highland Park,
Illinois
|
–
|
-$1.13M
|
-59,200
|
Closed
|
|
