|
1
|
Saba Capital Management
New York
|
$17.1M
|
–
|
–
|
–
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$9.32M
|
+$194K
|
+14,031
|
+2%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4.76M
|
-$31.4K
|
-2,277
|
-0.7%
|
|
|
4
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$4.05M
|
+$1.81M
|
+131,319
|
+84%
|
|
|
5
|
|
$2.94M
|
-$540K
|
-39,097
|
-16%
|
|
|
6
|
Next Capital Management
New York
|
$1.6M
|
–
|
–
|
–
|
|
|
7
|
LPL Financial
San Diego,
California
|
$1.34M
|
-$368K
|
-26,680
|
-22%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$1.17M
|
-$48.1K
|
-3,484
|
-4%
|
|
|
9
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$1.17M
|
-$33.1K
|
-2,400
|
-3%
|
|
|
10
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$1.11M
|
+$367K
|
+26,586
|
+51%
|
|
|
11
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
$993K
|
+$5.12K
|
+371
|
+0.5%
|
|
|
12
|
Envestnet Asset Management
Chicago,
Illinois
|
$891K
|
+$32.2K
|
+2,335
|
+4%
|
|
|
13
|
Park Avenue Securities
New York
|
$881K
|
+$26.6K
|
+1,930
|
+3%
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
$873K
|
-$28.6K
|
-2,071
|
-3%
|
|
|
15
|
Matisse Capital
Portland,
Oregon
|
$818K
|
–
|
–
|
–
|
|
|
16
|
Mariner Investment Group
Harrison,
New York
|
$787K
|
+$88.9K
|
+6,443
|
+13%
|
|
|
17
|
Advisors Asset Management
Monument,
Colorado
|
$752K
|
-$568K
|
-41,131
|
-44%
|
|
|
18
|
Shaker Financial Services
Arlington,
Virginia
|
$581K
|
+$568K
|
+41,181
|
New
|
|
|
19
|
|
$568K
|
-$749K
|
-54,295
|
-57%
|
|
|
20
|
Harbour Investments
Madison,
Wisconsin
|
$507K
|
+$495K
|
+35,902
|
New
|
|
|
21
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$450K
|
+$16.1K
|
+1,168
|
+4%
|
|
|
22
|
Clough Capital Partners
Boston,
Massachusetts
|
$385K
|
+$377K
|
+27,300
|
New
|
|
|
23
|
6 Meridian
Wichita,
Kansas
|
$311K
|
+$52.8K
|
+3,824
|
+21%
|
|
|
24
|
Osaic Holdings
Scottsdale,
Arizona
|
$214K
|
-$4.83K
|
-350
|
-2%
|
|
|
25
|
UBS Group
Zurich,
Switzerland
|
$190K
|
+$25K
|
+1,810
|
+16%
|
|
