|
1
|
Saba Capital Management
New York
|
$15.9M
|
–
|
–
|
–
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$10.5M
|
+$729K
|
+49,286
|
+8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4.03M
|
-$383K
|
-25,924
|
-9%
|
|
|
4
|
Next Capital Management
New York
|
$1.96M
|
-$172K
|
-11,627
|
-8%
|
|
|
5
|
|
$1.72M
|
+$1.07M
|
+72,400
|
+174%
|
|
|
6
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
$1.63M
|
+$420K
|
+28,406
|
+36%
|
|
|
7
|
Advisors Asset Management
Monument,
Colorado
|
$1.51M
|
+$674K
|
+45,565
|
+84%
|
|
|
8
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.43M
|
-$2.63M
|
-178,004
|
-65%
|
|
|
9
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$1.27M
|
+$18.9K
|
+1,280
|
+2%
|
|
|
10
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$1.16M
|
+$19.2K
|
+1,300
|
+2%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$1.09M
|
-$34.1K
|
-2,310
|
-3%
|
|
|
12
|
LPL Financial
San Diego,
California
|
$1.08M
|
-$181K
|
-12,240
|
-15%
|
|
|
13
|
Matisse Capital
Portland,
Oregon
|
$876K
|
–
|
–
|
–
|
|
|
14
|
Shaker Financial Services
Arlington,
Virginia
|
$605K
|
-$224K
|
-15,125
|
-27%
|
|
|
15
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$595K
|
+$23.1K
|
+1,564
|
+4%
|
|
|
16
|
Harbour Investments
Madison,
Wisconsin
|
$570K
|
+$18K
|
+1,220
|
+3%
|
|
|
17
|
|
$531K
|
+$520K
|
+35,164
|
New
|
|
|
18
|
Clough Capital Partners
Boston,
Massachusetts
|
$371K
|
-$48.2K
|
-3,260
|
-12%
|
|
|
19
|
Osaic Holdings
Scottsdale,
Arizona
|
$281K
|
+$27.3K
|
+1,850
|
+11%
|
|
|
20
|
UBS Group
Zurich,
Switzerland
|
$187K
|
+$24K
|
+1,624
|
+15%
|
|
|
21
|
Citadel Advisors
Miami,
Florida
|
$154K
|
+$151K
|
+10,204
|
New
|
|
|
22
|
Stifel Financial
St. Louis,
Missouri
|
$153K
|
-$7.24K
|
-490
|
-5%
|
|
|
23
|
Steward Partners Investment Advisory
New York
|
$107K
|
–
|
–
|
–
|
|
|
24
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$101K
|
+$14.8K
|
+1,000
|
+18%
|
|
|
25
|
Zazove Associates
Incline Village,
Nevada
|
$45K
|
–
|
–
|
–
|
|
