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JSD

NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD

Delisted

JSD was delisted on the 28th of July, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$14.9M – – –
SIA
2
Sit Investment Associates
Minnesota
$13.3M +$578K +40,000 +4%
GC
3
Guggenheim Capital
Illinois
$3.28M -$489K -33,859 -13%
AAM
4
Advisors Asset Management
Colorado
$2.61M +$903K +62,457 +52%
Invesco
5
Invesco
Georgia
$2.31M +$1.16M +80,137 +98%
SFS
6
Shaker Financial Services
Virginia
$1.79M +$257K +17,765 +16%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.56M -$101K -7,000 -6%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.21M +$20.3K +1,404 +2%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.17M +$1.18M +81,956 New
LPL Financial
10
LPL Financial
California
$1.08M +$94.2K +6,521 +9%
Wells Fargo
11
Wells Fargo
California
$990K -$11.2K -775 -1%
Morgan Stanley
12
Morgan Stanley
New York
$915K +$37.9K +2,624 +4%
NA
13
NewEdge Advisors
Louisiana
$914K -$182K -12,600 -16%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$553K -$7.22K -500 -1%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$543K +$551K +38,125 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$434K +$441K +30,531 New
Bank of America
17
Bank of America
North Carolina
$372K +$351K +24,262 +1,303%
BI
18
Bulldog Investors
New Jersey
$299K +$303K +21,000 New
UBS Group
19
UBS Group
Switzerland
$278K -$6.26K -433 -2%
Ameriprise
20
Ameriprise
Minnesota
$263K +$268K +18,513 New
RCM
21
Rivernorth Capital Management
Florida
$253K +$256K +17,750 New
Osaic Holdings
22
Osaic Holdings
Arizona
$217K -$1.45K -100 -0.6%
MC
23
Matisse Capital
Oregon
$196K -$639K -44,194 -76%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$180K +$184K +12,700 New
SPIA
25
Steward Partners Investment Advisory
New York
$105K +$4.33K +300 +4%
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