Newgate Capital Management’s DoubleLine Income Solutions Fund DSL Stock Holding History

Newgate Capital Management’s Portfolio DSL Stock Details DSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-148,493	Closed	-$2.39M	–	98
2015 Q4	$2.39M	Sell	148,493 -15,886	-10%	-$272K	1.78%	16
2015 Q3	$2.84M	Buy	164,379 +120,898	+278%	+$2.27M	2.11%	15
2015 Q2	$853K	Buy	+43,481	New	+$882K	0.63%	36
2015 Q1	–	Sell	-163,490	Closed	-$3.23M	–	107
2014 Q4	$3.23M	Buy	+163,490	New	+$3.41M	2.13%	14

Other funds holding DSL

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Tiedemann Trust Wilmington, Delaware $542M AUM 1.38% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Newgate Capital Management's DSL Position: Q1 2016 in Review

Newgate Capital Management sold out of DoubleLine Income Solutions Fund (DSL) in Q1 2016, closing a stake of 148,493 shares — an estimated $2.39M sold.

Newgate Capital Management first reported a position in DSL in Q4 2014 and held it in 4 quarters. The position peaked at $3.23M in Q4 2014. 99 funds tracked by Wall St. Rank hold DSL as of Q1 2016.

Newgate Capital Management reported no remaining DoubleLine Income Solutions Fund position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 148,493 DoubleLine Income Solutions Fund shares in Q1 2016, an estimated $2.39M.
Newgate Capital Management first reported a position in DoubleLine Income Solutions Fund in Q4 2014 and held it in 4 quarters.
Newgate Capital Management's DoubleLine Income Solutions Fund position peaked at $3.23M in Q4 2014.
99 funds tracked by Wall St. Rank held DoubleLine Income Solutions Fund as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.