We are live on ! Find out more
NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+1.02%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$8.41M
Cap. Flow
-$9.75M
Cap. Flow %
-6.81%
Top 10 Hldgs %
42.97%
Holding
126
New
22
Increased
22
Reduced
52
Closed
25

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.03M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.32M
3
NQU
NUVEEN QUALITY INCOME MUNI FD
NQU
+$1.81M
4
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.8M
5
TEI
Templeton Emerging Markets Income Fund
TEI
+$1.53M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.23M
2
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$1.97M
3
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$1.85M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.74M
5
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$1.56M

Sector Composition

Rank Sector Weight
1 Materials 7.58%
2 Energy 7%
3 Technology 4.68%
4 Financials 3.43%
5 Utilities 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
1
Nuveen Credit Strategies Income Fund
JQC
$707M
$11.8M 8.22%
1,300,156
-195,471
-13% -$1.74M
DSU icon
2
BlackRock Debt Strategies Fund
DSU
$598M
$9.32M 6.51%
832,971
+207,996
+33% +$2.32M
AWF
3
AllianceBernstein Global High Income Fund
AWF
$873M
$7.42M 5.18%
590,099
-6,104
-1% -$76.8K
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$338M
$6.02M 4.21%
543,508
-104,009
-16% -$1.12M
VTA
5
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.33M 3.72%
445,485
-309
-0.1% -$3.66K
VVR icon
6
Invesco Senior Income Trust
VVR
$460M
$4.87M 3.4%
1,028,283
-104,224
-9% -$481K
TEI
7
Templeton Emerging Markets Income Fund
TEI
$316M
$4.58M 3.2%
424,751
+138,211
+48% +$1.53M
BGX
8
Blackstone Long-Short Credit Income Fund
BGX
$137M
$4.29M 3%
265,946
+50,396
+23% +$796K
PCI
9
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$4.01M 2.8%
+196,229
New +$4.03M
NSL
10
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.91M 2.73%
587,643
+60,530
+11% +$398K
BCX icon
11
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
$3.83M 2.68%
401,131
-190,068
-32% -$1.85M
JFR icon
12
Nuveen Floating Rate Income Fund
JFR
$1.24B
$3.61M 2.52%
318,882
-19
-0% -$210
JSD
13
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.59M 2.51%
209,455
-678
-0.3% -$11.5K
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$221M
$3.5M 2.44%
243,179
-8,666
-3% -$125K
EVF
15
Eaton Vance Senior Income Trust
EVF
$90.7M
$2.7M 1.88%
414,102
-4,502
-1% -$28.8K
TSM icon
16
TSMC
TSM
$2.16T
$2.37M 1.65%
100,756
-3,195
-3% -$75.3K
FRA icon
17
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$2.33M 1.63%
167,456
+46,993
+39% +$639K
DSM
18
BNY Mellon Strategic Municipal Bond Fund
DSM
$294M
$2.07M 1.45%
256,017
+9,991
+4% +$80.7K
BIDU icon
19
Baidu
BIDU
$36.7B
$1.98M 1.38%
9,496
-135
-1% -$28.9K
LEO
20
BNY Mellon Strategic Municipals
LEO
$391M
$1.97M 1.38%
234,866
-51,994
-18% -$435K
NIO
21
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.82M 1.27%
+123,689
New +$1.8M
NQU
22
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.8M 1.26%
+128,339
New +$1.81M
BGB
23
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$1.73M 1.21%
106,857
-17,216
-14% -$278K
CF icon
24
CF Industries
CF
$19.9B
$1.56M 1.09%
27,530
-7,995
-23% -$476K
CX icon
25
Cemex
CX
$18.7B
$1.56M 1.09%
185,193
+14,287
+8% +$123K
1
2 3 4 5

Similar funds

HDE
Hutner Daniel Ellsworth $117M AUM
BPV
Battery Partners VII Boston, Massachusetts $108M AUM 8.59% 1-Year Est. Return
FV2GP
Flagship Ventures 2007 General Partner Cambridge, Massachusetts $107M AUM
EIGI
Elmrox Investment Group IM New York $107M AUM
EGA
Emerging Global Advisors New York $140M AUM 5.42% 1-Year Est. Return
WCM
Weyland Capital Management Portsmouth, New Hampshire $94M AUM 1.28% 1-Year Est. Return
WCM
Wesley Capital Management New York $86M AUM 10.39% 1-Year Est. Return
VP
Value Partners Hong Kong $158M AUM 21.25% 1-Year Est. Return

Newgate Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Newgate Capital Management held 126 positions worth $143M, down 5.5% from $152M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Newgate Capital Management withdrew a net $9.75M in Q1 2015, closing 25 positions and reducing 52 holdings. Its most notable exit was DoubleLine Income Solutions Fund, an estimated $3.23M position sold in full.

By sector, the portfolio is most concentrated in Materials at 7.6% of assets, down from 8% a quarter earlier, followed by Energy and Technology.

Against the trend, Newgate Capital Management opened a new position in PIMCO Dynamic Credit and Mortgage Income Fund worth $4.01M.

  • Newgate Capital Management's largest Q1 2015 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 196,229 shares worth $4.01M.
  • Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q1 2015, an estimated $2.32M increase.
  • Newgate Capital Management's biggest Q1 2015 reduction was BlackRock Resources & Commodities Strategy Trust, cutting an estimated $1.85M.
  • Newgate Capital Management fully exited DoubleLine Income Solutions Fund in Q1 2015, selling an estimated $3.23M.
  • Newgate Capital Management's ten largest holdings make up 43% of its $143M portfolio in Q1 2015.
  • Newgate Capital Management opened 22 new positions and closed 25 in Q1 2015.
  • Newgate Capital Management's portfolio value fell 5.5% quarter-over-quarter to $143M.

Based on Newgate Capital Management's 13F filing for Q1 2015, filed 14 May 2015.