Newgate Capital Management’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

Newgate Capital Management’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-24,596	Closed	-$347K	–	114
2015 Q4	$347K	Sell	24,596 -38,393	-61%	-$527K	0.26%	79
2015 Q3	$845K	Sell	62,989 -75,571	-55%	-$1.02M	0.63%	31
2015 Q2	$1.84M	Buy	138,560 +10,221	+8%	+$139K	1.36%	21
2015 Q1	$1.8M	Buy	+128,339	New	+$1.81M	1.26%	22
2014 Q1	–	Sell	-143,337	Closed	-$1.76M	–	129
2013 Q4	$1.76M	Sell	143,337 -4,784	-3%	-$58.7K	0.35%	89
2013 Q3	$1.87M	Sell	148,121 -32,067	-18%	-$403K	0.33%	90
2013 Q2	$2.43M	Buy	+180,188	New	+$2.63M	0.34%	93

Other funds holding NQU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Newgate Capital Management's NQU Position: Q1 2016 in Review

Newgate Capital Management sold out of NUVEEN QUALITY INCOME MUNI FD (NQU) in Q1 2016, closing a stake of 24,596 shares — an estimated $347K sold.

Newgate Capital Management first reported a position in NQU in Q2 2013 and held it in 7 quarters. The position peaked at $2.43M in Q2 2013. 75 funds tracked by Wall St. Rank hold NQU as of Q1 2016.

Newgate Capital Management reported no remaining NUVEEN QUALITY INCOME MUNI FD position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 24,596 NUVEEN QUALITY INCOME MUNI FD shares in Q1 2016, an estimated $347K.
Newgate Capital Management first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q2 2013 and held it in 7 quarters.
Newgate Capital Management's NUVEEN QUALITY INCOME MUNI FD position peaked at $2.43M in Q2 2013.
75 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.