Newgate Capital Management’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Newgate Capital Management’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-96,523	Closed	-$983K	–	103
2015 Q4	$983K	Sell	96,523 -276,433	-74%	-$2.74M	0.73%	26
2015 Q3	$3.73M	Buy	372,956 +58,283	+19%	+$610K	2.77%	12
2015 Q2	$3.36M	Sell	314,673 -4,209	-1%	-$47.2K	2.49%	12
2015 Q1	$3.61M	Sell	318,882 -19	-0%	-$210	2.52%	12
2014 Q4	$3.48M	Sell	318,901 -36,760	-10%	-$405K	2.3%	9
2014 Q3	$4.01M	Sell	355,661 -49,772	-12%	-$582K	2.34%	11
2014 Q2	$4.91M	Buy	405,433 +90,040	+29%	+$1.06M	1.29%	30
2014 Q1	$3.77M	Buy	315,393 +108,436	+52%	+$1.31M	0.84%	38
2013 Q4	$2.47M	Buy	206,957 +2,548	+1%	+$30.3K	0.49%	77
2013 Q3	$2.44M	Buy	204,409 +122,989	+151%	+$1.51M	0.43%	79
2013 Q2	$1.03M	Buy	+81,420	New	+$1.05M	0.14%	116

Other funds holding JFR

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Newgate Capital Management's JFR Position: Q1 2016 in Review

Newgate Capital Management sold out of Nuveen Floating Rate Income Fund (JFR) in Q1 2016, closing a stake of 96,523 shares — an estimated $983K sold.

Newgate Capital Management first reported a position in JFR in Q2 2013 and held it in 11 quarters. The position peaked at $4.91M in Q2 2014. 79 funds tracked by Wall St. Rank hold JFR as of Q1 2016.

Newgate Capital Management reported no remaining Nuveen Floating Rate Income Fund position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 96,523 Nuveen Floating Rate Income Fund shares in Q1 2016, an estimated $983K.
Newgate Capital Management first reported a position in Nuveen Floating Rate Income Fund in Q2 2013 and held it in 11 quarters.
Newgate Capital Management's Nuveen Floating Rate Income Fund position peaked at $4.91M in Q2 2014.
79 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.