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Nuveen Floating Rate Income Fund

60 hedge funds and large institutions have $133M invested in Nuveen Floating Rate Income Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

15% more funds holding

Funds holding: 5260 (+8)

1.98% more ownership

Funds ownership: 20.01%21.99% (+2%)

0% more capital invested

Capital invested by funds: $132M → $133M (+$149K)

Holders
60
Holders Change
+8
Holders Change %
+15.38%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
18
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$26.5M +$1.46M +119,043 +6%
GC
2
Guggenheim Capital
Illinois
$26M +$543K +44,341 +2%
Morgan Stanley
3
Morgan Stanley
New York
$15.4M +$878K +71,711 +6%
AAM
4
Advisors Asset Management
Colorado
$13.9M +$2.51M +205,146 +22%
Bank of America
5
Bank of America
North Carolina
$4.86M -$933K -76,216 -16%
U
6
UBS
Switzerland
$4M -$242K -19,768 -6%
RCA
7
Restructuring Capital Associates
Connecticut
$3.67M +$3.76M +306,931 New
LPL Financial
8
LPL Financial
California
$3.6M -$652K -53,232 -15%
Wells Fargo
9
Wells Fargo
California
$3.44M -$502K -40,984 -12%
Cohen & Steers
10
Cohen & Steers
New York
$2.94M
VNA
11
VNBTrust National Association
Virginia
$2.54M
NCM
12
Newgate Capital Management
Connecticut
$2.44M +$1.51M +122,989 +151%
UCFA
13
United Capital Financial Advisors
Texas
$2.07M +$411K +33,583 +24%
CS
14
Credit Suisse
Switzerland
$1.81M
PPA
15
Parametric Portfolio Associates
Washington
$1.8M +$980K +80,051 +114%
ARC
16
Absolute Return Capital
Massachusetts
$1.67M -$612K -50,001 -26%
HK
17
Horizon Kinetics
New York
$1.63M -$25.1K -2,046 -1%
NVIM
18
New Vernon Investment Management
Illinois
$1.22M
SIA
19
SeaBridge Investment Advisors
New Jersey
$1.08M +$63.9K +5,220 +6%
CI
20
Conning Inc
Connecticut
$1.03M
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1M +$1.02M +83,631 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$977K -$60.5K -4,939 -6%
EIA
23
Edgemoor Investment Advisors
Maryland
$976K -$16.5K -1,350 -2%
Citigroup
24
Citigroup
New York
$836K +$847K +69,157 +9,565%
First Trust Advisors
25
First Trust Advisors
Illinois
$666K +$51.6K +4,214 +8%

JFR Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2013, worth a combined $133M — up 0.11% from $132M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JFR positions and 6 closed out — a net gain of 8 holders — while 18 added to existing stakes and 14 trimmed.

The largest buyer was Restructuring Capital Associates, opening a new position worth an estimated $3.76M. The largest seller was Bank of America, cutting an estimated $933K.

  • 60 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2013, up from 52 in Q2 2013.
  • Funds reported $133M of Nuveen Floating Rate Income Fund stock for Q3 2013, up 0.11% quarter-over-quarter.
  • 14 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2013 and 6 closed out, a net change of +8 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2013 was Restructuring Capital Associates, an estimated $3.76M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2013 was Bank of America, an estimated $933K sold.

Based on aggregated 13F filings for Q3 2013.