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Nuveen Floating Rate Income Fund

177 hedge funds and large institutions have $382M invested in Nuveen Floating Rate Income Fund in 2023 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 62 increasing their positions, 53 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 24

17% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 53

14% more capital invested

Capital invested by funds: $335M → $382M (+$46.9M)

4.21% more ownership

Funds ownership: 30.43%34.64% (+4.2%)

4% more funds holding

Funds holding: 170177 (+7)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
177
Holders Change
+7
Holders Change %
+4.12%
% of All Funds
2.58%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
32
Increased
62
Reduced
53
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.9M +$54.6M +6,831,823 +162%
LPL Financial
2
LPL Financial
California
$20.1M -$2.38M -297,363 -11%
Invesco
3
Invesco
Georgia
$19.9M -$1.04M -129,740 -5%
Bank of America
4
Bank of America
North Carolina
$16.8M -$1.54M -193,179 -9%
GC
5
Guggenheim Capital
Illinois
$14.7M -$3.43M -429,241 -19%
SIA
6
Sit Investment Associates
Minnesota
$12.4M +$3.49M +436,483 +41%
PCM
7
Penserra Capital Management
California
$12.1M +$814K +101,815 +7%
Wells Fargo
8
Wells Fargo
California
$10.9M -$6.2M -775,797 -37%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.32M +$9.77K +1,222 +0.1%
Goldman Sachs
10
Goldman Sachs
New York
$7.65M
CPC
11
Congress Park Capital
New York
$7.64M +$4.51M +564,042 +155%
UBS Group
12
UBS Group
Switzerland
$7.15M -$1.38M -172,663 -17%
AA
13
AQR Arbitrage
Connecticut
$6.85M +$2.37M +297,087 +55%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$6.18M +$1.96M +244,924 +48%
AAM
15
Advisors Asset Management
Colorado
$6.03M -$3.28M -409,915 -36%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$5.83M +$1.6M +199,845 +39%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$5.51M +$552K +69,021 +11%
LCM
18
Landscape Capital Management
New Jersey
$5.41M +$4.72M +591,014 +888%
Cohen & Steers
19
Cohen & Steers
New York
$5.31M
1CP
20
1607 Capital Partners
Virginia
$5.2M +$2.55M +319,600 +102%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$4.95M -$88.8K -11,114 -2%
NCM
22
Next Capital Management
New York
$4.87M +$19.9K +2,493 +0.4%
COLIM
23
City of London Investment Management
United Kingdom
$4.61M +$228K +28,500 +5%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$4.53M -$404K -50,596 -8%
Ameriprise
25
Ameriprise
Minnesota
$4.41M +$164K +20,494 +4%

JFR Hedge Fund Activity: Q4 2023 in Review

177 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2023, worth a combined $382M — up 14% from $335M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new JFR positions and 24 closed out — a net gain of 8 holders — while 62 added to existing stakes and 53 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $54.6M. The largest seller was Oaktree Capital Management, exiting entirely with an estimated $9.79M sold.

  • 177 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2023, up from 170 in Q3 2023.
  • Funds reported $382M of Nuveen Floating Rate Income Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 32 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2023 and 24 closed out, a net change of +8 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $54.6M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2023 was Oaktree Capital Management, an estimated $9.79M sold.

Based on aggregated 13F filings for Q4 2023.