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Nuveen Floating Rate Income Fund

102 hedge funds and large institutions have $188M invested in Nuveen Floating Rate Income Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 38 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 27

3% less funds holding

Funds holding: 105102 (-3)

4.98% less ownership

Funds ownership: 37.74%32.76% (-5%)

13% less capital invested

Capital invested by funds: $215M → $188M (-$27.5M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
102
Holders Change
-3
Holders Change %
-2.86%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
11
Increased
38
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$17.6M +$574K +57,943 +3%
LPL Financial
2
LPL Financial
California
$17.5M +$1.91M +192,820 +12%
Wells Fargo
3
Wells Fargo
California
$16.2M +$1.65M +165,989 +11%
PCM
4
Penserra Capital Management
California
$12.6M -$4.68M -471,806 -27%
Invesco
5
Invesco
Georgia
$9.13M +$256K +25,834 +3%
Morgan Stanley
6
Morgan Stanley
New York
$9.01M -$108K -10,915 -1%
RCM
7
Rivernorth Capital Management
Florida
$8.62M +$8.48M +855,996 New
ISSM
8
Invesco Senior Secured Management
New York
$8.14M
CIA
9
Capital Investment Advisors
Georgia
$7M +$448K +45,171 +7%
GC
10
Guggenheim Capital
Illinois
$6.83M +$262K +26,401 +4%
UBS Group
11
UBS Group
Switzerland
$6.72M +$1.67M +168,028 +34%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.46M +$723K +72,958 +16%
Goldman Sachs
13
Goldman Sachs
New York
$4.42M
Cohen & Steers
14
Cohen & Steers
New York
$4.33M +$3.77M +380,000 +760%
EVM
15
Eaton Vance Management
Massachusetts
$3.9M
Baird Financial Group
16
Baird Financial Group
Wisconsin
$3.83M +$610K +61,569 +19%
RJA
17
Raymond James & Associates
Florida
$3.29M +$72.5K +7,320 +2%
Ameriprise
18
Ameriprise
Minnesota
$3.06M +$309K +31,150 +11%
NCM
19
Next Capital Management
New York
$2.71M -$150K -15,152 -5%
RA
20
RFG Advisory
Alabama
$2.6M +$53.3K +5,377 +2%
1CP
21
1607 Capital Partners
Virginia
$2.51M -$1.71M -172,054 -41%
SCM
22
Saba Capital Management
New York
$2.39M -$24.7M -2,495,074 -91%
SIA
23
Sit Investment Associates
Minnesota
$1.81M
IMA
24
Investment Management Associates
Colorado
$1.81M
Loomis, Sayles & Company
25
Loomis, Sayles & Company
Massachusetts
$1.63M -$743K -75,000 -32%

JFR Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2021, worth a combined $188M — down 13% from $215M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JFR and 11 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 38 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $8.48M. The largest seller was Saba Capital Management, cutting an estimated $24.7M.

  • 102 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2021, down from 105 in Q2 2021.
  • Funds reported $188M of Nuveen Floating Rate Income Fund stock for Q3 2021, down 13% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2021 was Rivernorth Capital Management, an estimated $8.48M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2021 was Saba Capital Management, an estimated $24.7M sold.

Based on aggregated 13F filings for Q3 2021.