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Nuveen Floating Rate Income Fund

95 hedge funds and large institutions have $152M invested in Nuveen Floating Rate Income Fund in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 24

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

10% more capital invested

Capital invested by funds: $139M → $152M (+$13.3M)

2.37% more ownership

Funds ownership: 23.29%25.67% (+2.4%)

2% more funds holding

Funds holding: 9395 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
95
Holders Change
+2
Holders Change %
+2.15%
% of All Funds
2.17%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
13
Increased
37
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20.1M +$628K +60,776 +3%
JP Morgan Chase
2
JP Morgan Chase
New York
$16.3M
Morgan Stanley
3
Morgan Stanley
New York
$12M +$188K +18,180 +2%
UBS Group
4
UBS Group
Switzerland
$9.57M +$1.31M +126,855 +16%
ISSM
5
Invesco Senior Secured Management
New York
$8.44M
Invesco
6
Invesco
Georgia
$8.19M +$1.73M +167,354 +27%
SIA
7
Sit Investment Associates
Minnesota
$6.53M -$1.31M -127,232 -17%
GC
8
Guggenheim Capital
Illinois
$5.52M -$56.5K -5,472 -1%
RCA
9
Restructuring Capital Associates
Connecticut
$5.2M +$292K +28,298 +6%
CIA
10
Capital Investment Advisors
Georgia
$5.02M +$4.4M +425,770 +741%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.96M +$154K +14,939 +3%
EVM
12
Eaton Vance Management
Massachusetts
$4.04M
AAM
13
Advisors Asset Management
Colorado
$3.35M -$567K -54,855 -15%
NMC
14
Nine Masts Capital
Hong Kong
$3.16M +$1.65M +159,600 +110%
RCM
15
Robinson Capital Management
Michigan
$3.05M +$3.03M +293,401 New
Wells Fargo
16
Wells Fargo
California
$2.67M -$197K -19,036 -7%
HFS
17
HL Financial Services
Kentucky
$2.39M +$493K +47,750 +26%
Ameriprise
18
Ameriprise
Minnesota
$2.01M +$338K +32,734 +20%
WAM
19
Wolverine Asset Management
Illinois
$1.67M +$144K +13,950 +9%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.58M +$360K +34,808 +30%
UCFA
21
United Capital Financial Advisors
Texas
$1.57M +$10.6K +1,031 +0.7%
PAG
22
Private Advisor Group
New Jersey
$1.46M +$1.09M +105,775 +306%
CRC
23
Curi RMB Capital
Illinois
$1.24M +$536K +51,900 +77%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.19M +$424K +41,052 +56%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.13M +$1.12M +108,250 New

JFR Hedge Fund Activity: Q3 2018 in Review

95 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q3 2018, worth a combined $152M — up 9.6% from $139M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new JFR positions and 11 closed out — a net gain of 2 holders — while 37 added to existing stakes and 24 trimmed.

The largest buyer was Capital Investment Advisors, adding an estimated $4.4M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $2.68M sold.

  • 95 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q3 2018, up from 93 in Q2 2018.
  • Funds reported $152M of Nuveen Floating Rate Income Fund stock for Q3 2018, up 9.6% quarter-over-quarter.
  • 13 funds opened new Nuveen Floating Rate Income Fund positions in Q3 2018 and 11 closed out, a net change of +2 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q3 2018 was Capital Investment Advisors, an estimated $4.4M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q3 2018 was Laurion Capital Management, an estimated $2.68M sold.

Based on aggregated 13F filings for Q3 2018.