Nine Masts Capital’s Nuveen Floating Rate Income Fund JFR Stock Holding History

Nine Masts Capital’s Portfolio JFR Stock Details JFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-304,200	Closed	-$3.16M	–	268
2018 Q3	$3.16M	Buy	304,200 +159,600	+110%	+$1.65M	0.86%	24
2018 Q2	$1.51M	Buy	+144,600	New	+$1.56M	0.29%	60

Other funds holding JFR

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ISSM

Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Nine Masts Capital's JFR Position: Q4 2018 in Review

Nine Masts Capital sold out of Nuveen Floating Rate Income Fund (JFR) in Q4 2018, closing a stake of 304,200 shares — an estimated $3.16M sold.

Nine Masts Capital first reported a position in JFR in Q2 2018 and held it in 2 quarters. The position peaked at $3.16M in Q3 2018. 101 funds tracked by Wall St. Rank hold JFR as of Q4 2018.

Nine Masts Capital reported no remaining Nuveen Floating Rate Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 304,200 Nuveen Floating Rate Income Fund shares in Q4 2018, an estimated $3.16M.
Nine Masts Capital first reported a position in Nuveen Floating Rate Income Fund in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's Nuveen Floating Rate Income Fund position peaked at $3.16M in Q3 2018.
101 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.