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Nuveen Floating Rate Income Fund
JFR

104 hedge funds and large institutions have $180M invested in Nuveen Floating Rate Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 38 increasing their positions, 20 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

90% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 20

22% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 18

2% more funds holding

Funds holding: 102 → 104 (+2)

4% less capital invested

Capital invested by funds: $188M → $180M (-$8.2M)

1.73% less ownership

Funds ownership: 32.76% → 31.03% (-1.7%)

Holders
104
Holders Change
+2
Holders Change %
+1.96%
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
22
Increased
38
Reduced
20
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.65M
2
LPL Financial
LPL Financial
California
+$1.4M
3
SFS
Shaker Financial Services
Virginia
+$1.27M
4
Invesco
Invesco
Georgia
+$945K
5
Wells Fargo
Wells Fargo
California
+$885K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$8.62M
2
ISSM
Invesco Senior Secured Management
New York
-$6.8M
3
NCM
Next Capital Management
New York
-$2.71M
4
SCM
Saba Capital Management
New York
-$2.39M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$19M +$1.4M +137,181 +8%
Bank of America
2
Bank of America
North Carolina
$17.9M +$134K +13,123 +0.8%
Wells Fargo
3
Wells Fargo
California
$17.3M +$885K +86,731 +5%
PCM
4
Penserra Capital Management
California
$12.9M +$180K +17,652 +1%
Invesco
5
Invesco
Georgia
$10.2M +$945K +92,663 +10%
Morgan Stanley
6
Morgan Stanley
New York
$9.19M +$93.2K +9,131 +1%
UBS Group
7
UBS Group
Switzerland
$8.43M +$1.65M +161,849 +24%
GC
8
Guggenheim Capital
Illinois
$7.37M +$475K +46,583 +7%
CIA
9
Capital Investment Advisors
Georgia
$7.17M +$102K +10,025 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.71M +$200K +19,623 +4%
Goldman Sachs
11
Goldman Sachs
New York
$4.46M – – –
Cohen & Steers
12
Cohen & Steers
New York
$4.37M – – –
EVM
13
Eaton Vance Management
Massachusetts
$3.94M – – –
Baird Financial Group
14
Baird Financial Group
Wisconsin
$3.85M -$16.8K -1,642 -0.4%
RJA
15
Raymond James & Associates
Florida
$3.39M +$63.7K +6,242 +2%
Ameriprise
16
Ameriprise
Minnesota
$3.2M +$115K +11,232 +4%
BAM
17
Byrne Asset Management
New Jersey
$2.73M +$2.74M +268,590 New
RA
18
RFG Advisory
Alabama
$2.5M -$118K -11,600 -4%
1CP
19
1607 Capital Partners
Virginia
$2.12M -$415K -40,700 -16%
SFS
20
Shaker Financial Services
Virginia
$2.1M +$1.27M +124,671 +152%
SIA
21
Sit Investment Associates
Minnesota
$2.09M +$255K +25,000 +14%
AAM
22
Advisors Asset Management
Colorado
$1.82M +$307K +30,080 +20%
IMA
23
Investment Management Associates
Colorado
$1.66M -$169K -16,534 -9%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$1.64M – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.62M +$108K +10,606 +7%
1
2 3 4 5

JFR Hedge Fund Activity: Q4 2021 in Review

104 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2021, worth a combined $180M — down 4.4% from $188M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new JFR positions and 18 closed out — a net gain of 4 holders — while 38 added to existing stakes and 20 trimmed.

The largest buyer was UBS Group, adding an estimated $1.65M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $8.62M sold.

  • 104 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2021, up from 102 in Q3 2021.
  • Funds reported $180M of Nuveen Floating Rate Income Fund stock for Q4 2021, down 4.4% quarter-over-quarter.
  • 22 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2021 and 18 closed out, a net change of +4 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2021 was UBS Group, an estimated $1.65M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2021 was Rivernorth Capital Management, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2021.