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Nuveen Floating Rate Income Fund

78 hedge funds and large institutions have $177M invested in Nuveen Floating Rate Income Fund in 2014 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

1% more funds holding

Funds holding: 7778 (+1)

0.59% more ownership

Funds ownership: 28.24%28.83% (+0.59%)

1% less capital invested

Capital invested by funds: $178M → $177M (-$1.41M)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
2.08%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
15
Reduced
23
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$30.2M
RCA
2
Restructuring Capital Associates
Connecticut
$24.1M +$514K +46,616 +2%
Invesco
3
Invesco
Georgia
$18.9M -$1.83M -166,182 -9%
Morgan Stanley
4
Morgan Stanley
New York
$18.6M +$2.31M +209,624 +14%
GC
5
Guggenheim Capital
Illinois
$13.7M -$2.73M -247,484 -17%
Bank of America
6
Bank of America
North Carolina
$9.16M +$4.88M +442,960 +113%
MIG
7
Mariner Investment Group
New York
$6.46M +$5.79M +525,969 +848%
JP Morgan Chase
8
JP Morgan Chase
New York
$4.69M +$4.7M +427,000 New
AAM
9
Advisors Asset Management
Colorado
$4.5M -$3.01M -272,971 -40%
UCFA
10
United Capital Financial Advisors
Texas
$4.02M -$844K -76,628 -17%
TAM
11
Trust Asset Management
Texas
$3.55M +$1.58M +143,707 +80%
NCM
12
Newgate Capital Management
Connecticut
$3.48M -$405K -36,760 -10%
UBS Group
13
UBS Group
Switzerland
$3.07M +$3.08M +279,305 New
Wells Fargo
14
Wells Fargo
California
$2.88M -$195K -17,679 -6%
LPL Financial
15
LPL Financial
California
$2.37M -$246K -22,317 -9%
PPA
16
Parametric Portfolio Associates
Washington
$2.2M +$2.06K +187 +0.1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$2.13M -$552K -50,067 -21%
CS
18
Credit Suisse
Switzerland
$1.63M -$5.51K -500 -0.3%
HK
19
Horizon Kinetics
New York
$1.49M -$62.8K -5,697 -4%
BTS
20
BB&T Securities
Virginia
$1.39M
CIA
21
Capital Investment Advisors
Georgia
$1.36M -$45.4K -4,118 -3%
CA
22
Cornerstone Advisors
North Carolina
$1.12M
Ameriprise
23
Ameriprise
Minnesota
$1.06M +$50.1K +4,550 +5%
CI
24
Conning Inc
Connecticut
$944K
RCM
25
Rivernorth Capital Management
Florida
$943K +$945K +85,802 New

JFR Hedge Fund Activity: Q4 2014 in Review

78 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2014, worth a combined $177M — down 0.79% from $178M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JFR positions and 15 closed out — a net gain of 3 holders — while 15 added to existing stakes and 23 trimmed.

The largest buyer was Mariner Investment Group, adding an estimated $5.79M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $6.57M sold.

  • 78 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2014, up from 77 in Q3 2014.
  • Funds reported $177M of Nuveen Floating Rate Income Fund stock for Q4 2014, down 0.79% quarter-over-quarter.
  • 18 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2014 and 15 closed out, a net change of +3 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2014 was Mariner Investment Group, an estimated $5.79M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $6.57M sold.

Based on aggregated 13F filings for Q4 2014.