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Nuveen Floating Rate Income Fund

88 hedge funds and large institutions have $143M invested in Nuveen Floating Rate Income Fund in 2017 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

21% more funds holding

Funds holding: 7388 (+15)

1.17% less ownership

Funds ownership: 23.63%22.46% (-1.2%)

6% less capital invested

Capital invested by funds: $153M → $143M (-$9.85M)

14% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 28

Holders
88
Holders Change
+15
Holders Change %
+20.55%
% of All Funds
2%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
24
Reduced
28
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$18.5M -$2.35M -207,173 -11%
JP Morgan Chase
2
JP Morgan Chase
New York
$17.6M
Morgan Stanley
3
Morgan Stanley
New York
$12.3M +$66K +5,829 +0.5%
RCA
4
Restructuring Capital Associates
Connecticut
$10.1M -$2.65M -233,598 -21%
ISSM
5
Invesco Senior Secured Management
New York
$9.07M +$9.16M +808,700 New
LCM
6
Laurion Capital Management
New York
$8.7M +$7.82M +690,785 +813%
GC
7
Guggenheim Capital
Illinois
$6.77M -$444K -39,187 -6%
Invesco
8
Invesco
Georgia
$6.28M -$16.3M -1,437,683 -72%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$4.98M +$2.02M +178,619 +67%
Wells Fargo
10
Wells Fargo
California
$4.56M -$943K -83,286 -17%
UBS Group
11
UBS Group
Switzerland
$4.55M -$1.23M -108,186 -21%
EVM
12
Eaton Vance Management
Massachusetts
$4.33M
AAM
13
Advisors Asset Management
Colorado
$3.39M -$416K -36,757 -11%
Ameriprise
14
Ameriprise
Minnesota
$1.79M +$429K +37,881 +31%
UCFA
15
United Capital Financial Advisors
Texas
$1.58M -$342K -30,200 -18%
Cohen & Steers
16
Cohen & Steers
New York
$1.58M +$128K +11,298 +9%
SCM
17
Southport Capital Management
Tennessee
$1.52M +$356K +31,393 +30%
CA
18
Cetera Advisors
Colorado
$1.24M +$1.12M +98,919 +877%
RJA
19
Raymond James & Associates
Florida
$1.22M -$114K -10,065 -8%
HFS
20
HL Financial Services
Kentucky
$1.17M +$20.4K +1,800 +2%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.15M -$5.41K -478 -0.5%
SIA
22
Sit Investment Associates
Minnesota
$1.11M +$1.12M +98,810 New
MCM
23
McKinley Capital Management
Alaska
$1.08M -$34.1K -3,014 -3%
FWIA
24
Fort Washington Investment Advisors
Ohio
$1.08M +$227K +20,000 +26%
EIA
25
Edgemoor Investment Advisors
Maryland
$976K

JFR Hedge Fund Activity: Q4 2017 in Review

88 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Fund (JFR) for Q4 2017, worth a combined $143M — down 6.5% from $153M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new JFR positions and 6 closed out — a net gain of 15 holders — while 24 added to existing stakes and 28 trimmed.

The largest buyer was Laurion Capital Management, adding an estimated $7.82M. The largest seller was Invesco, cutting an estimated $16.3M.

  • 88 institutional investors held Nuveen Floating Rate Income Fund (JFR) as of Q4 2017, up from 73 in Q3 2017.
  • Funds reported $143M of Nuveen Floating Rate Income Fund stock for Q4 2017, down 6.5% quarter-over-quarter.
  • 21 funds opened new Nuveen Floating Rate Income Fund positions in Q4 2017 and 6 closed out, a net change of +15 holders.
  • The largest Nuveen Floating Rate Income Fund buyer in Q4 2017 was Laurion Capital Management, an estimated $7.82M added.
  • The largest Nuveen Floating Rate Income Fund seller in Q4 2017 was Invesco, an estimated $16.3M sold.

Based on aggregated 13F filings for Q4 2017.