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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69.3M +$22.4M +2,961,714 +49%
SIA
2
Sit Investment Associates
Minnesota
$31.3M -$4.21M -557,319 -12%
CPC
3
Congress Park Capital
New York
$26.7M +$2.69M +356,471 +11%
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$22.8M +$577K +76,287 +3%
Invesco
5
Invesco
Georgia
$22.5M -$66.9K -8,844 -0.3%
PCM
6
Penserra Capital Management
California
$22.2M +$835K +110,399 +4%
LPL Financial
7
LPL Financial
California
$20.1M -$20.1K -2,658 -0.1%
Wells Fargo
8
Wells Fargo
California
$20M +$840K +111,132 +4%
Bank of America
9
Bank of America
North Carolina
$15.6M +$862K +113,966 +6%
CWP
10
Cyndeo Wealth Partners
Florida
$15.3M +$1.54M +204,050 +11%
AAM
11
Advisors Asset Management
Colorado
$14M +$2.08M +274,870 +18%
GC
12
Guggenheim Capital
Illinois
$14M -$938K -124,116 -6%
Raymond James Financial
13
Raymond James Financial
Florida
$13.7M +$1.56M +205,992 +13%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$9.99M +$173K +22,852 +2%
1CP
15
1607 Capital Partners
Virginia
$9.35M -$7.15M -946,010 -44%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$8.53M +$3.01M +398,627 +56%
IA
17
Icon Advisers
Colorado
$7.45M -$5.64M -745,662 -43%
KWM
18
Kanen Wealth Management
Florida
$7.37M +$1.1M +145,913 +18%
UBS Group
19
UBS Group
Switzerland
$7M -$12.9K -1,706 -0.2%
Cohen & Steers
20
Cohen & Steers
New York
$6.54M – – –
Ameriprise
21
Ameriprise
Minnesota
$6.18M -$200K -26,428 -3%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$5.54M -$63.3K -8,379 -1%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.31M +$1.65M +217,772 +46%
EFG
24
Ethos Financial Group
Pennsylvania
$4.46M -$494K -65,348 -10%
AC
25
Almitas Capital
California
$3.34M +$178K +23,580 +6%
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