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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$64.2M +$20.8M +2,428,627 +47%
SIA
2
Sit Investment Associates
Minnesota
$55.5M +$56.1M +6,549,321 New
MIG
3
Mariner Investment Group
New York
$40.6M +$41M +4,790,000 New
LPL Financial
4
LPL Financial
California
$23.2M +$33.2K +3,878 +0.1%
Invesco
5
Invesco
Georgia
$22.6M +$5.79M +675,500 +34%
Bank of America
6
Bank of America
North Carolina
$20.7M +$241K +28,066 +1%
CPC
7
Congress Park Capital
New York
$20.5M +$7.52M +877,338 +57%
PCM
8
Penserra Capital Management
California
$17.1M +$451K +52,616 +3%
GC
9
Guggenheim Capital
Illinois
$16.9M +$1.67M +194,418 +11%
CWP
10
Cyndeo Wealth Partners
Florida
$12.2M +$8.75M +1,021,050 +241%
Raymond James Financial
11
Raymond James Financial
Florida
$12M +$411K +47,985 +4%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$9.93M +$4.32M +504,309 +75%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$9.87M +$986K +115,098 +11%
AAM
14
Advisors Asset Management
Colorado
$9.26M +$277K +32,319 +3%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$8.34M +$894K +104,268 +12%
UBS Group
16
UBS Group
Switzerland
$7.79M +$51K +5,955 +0.7%
Cohen & Steers
17
Cohen & Steers
New York
$7.23M +$1.22M +142,211 +20%
EFG
18
Ethos Financial Group
Pennsylvania
$6.2M +$6.28M +732,569 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$5.83M +$2.55M +297,657 +76%
Wells Fargo
20
Wells Fargo
California
$5.51M -$937K -109,386 -14%
YCM
21
Yakira Capital Management
Connecticut
$5.3M +$5.36M +625,691 New
Ameriprise
22
Ameriprise
Minnesota
$5.22M -$465K -54,263 -8%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$5.19M +$786K +91,687 +18%
IA
24
Icon Advisers
Colorado
$5.15M +$5.21M +608,030 New
CBA
25
Coastal Bridge Advisors
Connecticut
$4.79M +$874K +101,999 +22%
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