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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20.1M +$628K +60,776 +3%
JP Morgan Chase
2
JP Morgan Chase
New York
$16.3M – – –
Morgan Stanley
3
Morgan Stanley
New York
$12M +$188K +18,180 +2%
UBS Group
4
UBS Group
Switzerland
$9.57M +$1.31M +126,855 +16%
ISSM
5
Invesco Senior Secured Management
New York
$8.44M – – –
Invesco
6
Invesco
Georgia
$8.19M +$1.73M +167,354 +27%
SIA
7
Sit Investment Associates
Minnesota
$6.53M -$1.31M -127,232 -17%
GC
8
Guggenheim Capital
Illinois
$5.52M -$56.5K -5,472 -1%
RCA
9
Restructuring Capital Associates
Connecticut
$5.2M +$292K +28,298 +6%
CIA
10
Capital Investment Advisors
Georgia
$5.02M +$4.4M +425,770 +741%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.96M +$154K +14,939 +3%
EVM
12
Eaton Vance Management
Massachusetts
$4.04M – – –
AAM
13
Advisors Asset Management
Colorado
$3.35M -$567K -54,855 -15%
NMC
14
Nine Masts Capital
Hong Kong
$3.16M +$1.65M +159,600 +110%
RCM
15
Robinson Capital Management
Michigan
$3.05M +$3.03M +293,401 New
Wells Fargo
16
Wells Fargo
California
$2.67M -$197K -19,036 -7%
HFS
17
HL Financial Services
Kentucky
$2.39M +$493K +47,750 +26%
Ameriprise
18
Ameriprise
Minnesota
$2.01M +$338K +32,734 +20%
WAM
19
Wolverine Asset Management
Illinois
$1.67M +$144K +13,950 +9%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.58M +$360K +34,808 +30%
UCFA
21
United Capital Financial Advisors
Texas
$1.57M +$10.6K +1,031 +0.7%
PAG
22
Private Advisor Group
New Jersey
$1.46M +$1.09M +105,775 +306%
CRC
23
Curi RMB Capital
Illinois
$1.24M +$536K +51,900 +77%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.19M +$424K +41,052 +56%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.13M +$1.12M +108,250 New
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