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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$19.6M -$155K -14,350 -0.8%
JP Morgan Chase
2
JP Morgan Chase
New York
$16.4M – – –
Morgan Stanley
3
Morgan Stanley
New York
$11.9M +$90.2K +8,362 +0.7%
ISSM
4
Invesco Senior Secured Management
New York
$8.47M +$8.72M +808,700 New
UBS Group
5
UBS Group
Switzerland
$8.3M +$3M +277,911 +54%
SIA
6
Sit Investment Associates
Minnesota
$7.89M +$4.05M +375,208 +99%
Invesco
7
Invesco
Georgia
$6.49M -$40.1K -3,722 -0.6%
GC
8
Guggenheim Capital
Illinois
$5.61M -$1.1M -101,619 -16%
RCA
9
Restructuring Capital Associates
Connecticut
$4.93M -$4.18M -387,405 -45%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.83M +$62.1K +5,761 +1%
EVM
11
Eaton Vance Management
Massachusetts
$4.04M – – –
AAM
12
Advisors Asset Management
Colorado
$3.95M +$697K +64,667 +21%
Wells Fargo
13
Wells Fargo
California
$2.88M -$243K -22,548 -8%
LCM
14
Laurion Capital Management
New York
$2.68M -$5.66M -524,791 -67%
HFS
15
HL Financial Services
Kentucky
$1.91M +$802K +74,400 +69%
Ameriprise
16
Ameriprise
Minnesota
$1.67M +$376K +34,863 +28%
UCFA
17
United Capital Financial Advisors
Texas
$1.57M -$2.96K -275 -0.2%
WAM
18
Wolverine Asset Management
Illinois
$1.53M +$371K +34,365 +31%
NMC
19
Nine Masts Capital
Hong Kong
$1.51M +$1.56M +144,600 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.23M +$98.8K +9,166 +8%
FWIA
21
Fort Washington Investment Advisors
Ohio
$1.11M -$10.8K -1,000 -0.9%
RJA
22
Raymond James & Associates
Florida
$1.01M -$208K -19,299 -17%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$980K +$46K +4,269 +5%
MCM
24
McKinley Capital Management
Alaska
$942K +$49.1K +4,550 +5%
EIA
25
Edgemoor Investment Advisors
Maryland
$917K – – –
1
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