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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.6M -$7.02M -889,696 -12%
SIA
2
Sit Investment Associates
Minnesota
$35.8M -$5.9M -747,722 -14%
Invesco
3
Invesco
Georgia
$22.9M +$905K +114,637 +4%
LPL Financial
4
LPL Financial
California
$22.7M -$1.94M -245,859 -8%
RCM
5
Rivernorth Capital Management
Florida
$21.7M +$21.9M +2,772,908 New
PCM
6
Penserra Capital Management
California
$19.8M +$1.84M +233,705 +10%
GC
7
Guggenheim Capital
Illinois
$17.2M +$204K +25,799 +1%
CPC
8
Congress Park Capital
New York
$17.1M -$4.53M -574,174 -21%
Bank of America
9
Bank of America
North Carolina
$16.1M -$4.05M -513,403 -20%
IA
10
Icon Advisers
Colorado
$13.3M +$8.91M +1,129,288 +199%
Wells Fargo
11
Wells Fargo
California
$12.7M +$7.81M +990,177 +158%
CWP
12
Cyndeo Wealth Partners
Florida
$12M -$1.66M -210,700 -12%
AAM
13
Advisors Asset Management
Colorado
$11M +$282K +35,753 +3%
Raymond James Financial
14
Raymond James Financial
Florida
$10.8M +$349K +44,211 +3%
LSC
15
Logan Stone Capital
Illinois
$10M +$9.28M +1,175,526 +1,096%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$8.61M -$109K -13,839 -1%
Balyasny Asset Management
17
Balyasny Asset Management
Illinois
$7.86M +$6.63M +840,129 +514%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$6.87M -$3.24M -410,897 -32%
Cohen & Steers
19
Cohen & Steers
New York
$6.68M – – –
UBS Group
20
UBS Group
Switzerland
$6.44M -$1.31M -166,277 -17%
Ameriprise
21
Ameriprise
Minnesota
$6.01M +$446K +56,513 +8%
KWM
22
Kanen Wealth Management
Florida
$6M +$2.05M +259,534 +51%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$5.95M -$1M -127,089 -14%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$5.77M +$751K +95,164 +15%
EFG
25
Ethos Financial Group
Pennsylvania
$5.06M -$359K -45,553 -7%
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