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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.6M -$2.99M -389,647 -6%
SIA
2
Sit Investment Associates
Minnesota
$34.9M +$474K +61,751 +1%
CPC
3
Congress Park Capital
New York
$23.5M +$7.19M +936,565 +43%
Invesco
4
Invesco
Georgia
$22.1M +$153K +19,925 +0.7%
Loomis, Sayles & Company
5
Loomis, Sayles & Company
Massachusetts
$21.8M +$22.2M +2,897,039 New
PCM
6
Penserra Capital Management
California
$20.9M +$1.98M +257,602 +10%
LPL Financial
7
LPL Financial
California
$19.7M -$2.14M -279,246 -10%
Wells Fargo
8
Wells Fargo
California
$18.8M +$6.73M +877,608 +54%
1CP
9
1607 Capital Partners
Virginia
$16.3M +$12.8M +1,673,949 +341%
GC
10
Guggenheim Capital
Illinois
$14.6M -$1.9M -248,080 -11%
Bank of America
11
Bank of America
North Carolina
$14.4M -$1.11M -144,584 -7%
CWP
12
Cyndeo Wealth Partners
Florida
$13.5M +$2.03M +265,100 +17%
IA
13
Icon Advisers
Colorado
$12.9M +$148K +19,288 +1%
Raymond James Financial
14
Raymond James Financial
Florida
$11.9M +$1.48M +193,420 +14%
AAM
15
Advisors Asset Management
Colorado
$11.7M +$1.12M +145,634 +10%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$9.62M +$1.37M +178,977 +16%
Balyasny Asset Management
17
Balyasny Asset Management
Illinois
$7.06M -$495K -64,517 -6%
UBS Group
18
UBS Group
Switzerland
$6.88M +$707K +92,204 +11%
Cohen & Steers
19
Cohen & Steers
New York
$6.42M – – –
Ameriprise
20
Ameriprise
Minnesota
$6.25M +$496K +64,649 +8%
KWM
21
Kanen Wealth Management
Florida
$6.12M +$351K +45,800 +6%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$5.49M -$231K -30,116 -4%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$5.36M -$1.26M -163,662 -19%
EFG
24
Ethos Financial Group
Pennsylvania
$5.06M – – –
LSC
25
Logan Stone Capital
Illinois
$3.78M -$5.99M -780,696 -61%
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