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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$17.3M +$7.4M +757,758 +73%
RCM
2
Rivernorth Capital Management
Florida
$15.6M +$4.47M +457,671 +39%
Wells Fargo
3
Wells Fargo
California
$13.2M +$1.06M +108,001 +9%
Bank of America
4
Bank of America
North Carolina
$12.7M -$3.9M -399,354 -23%
JP Morgan Chase
5
JP Morgan Chase
New York
$9.9M -$5.25M -537,572 -34%
Morgan Stanley
6
Morgan Stanley
New York
$9.74M -$117K -11,969 -1%
LPL Financial
7
LPL Financial
California
$9.19M +$8.84M +904,714 +1,845%
Invesco
8
Invesco
Georgia
$7.96M +$157K +16,043 +2%
ISSM
9
Invesco Senior Secured Management
New York
$7.9M
EVM
10
Eaton Vance Management
Massachusetts
$7.45M +$3.78M +387,184 +100%
Goldman Sachs
11
Goldman Sachs
New York
$6.43M -$107K -10,905 -2%
GC
12
Guggenheim Capital
Illinois
$5.55M -$110K -11,254 -2%
CIA
13
Capital Investment Advisors
Georgia
$5.43M +$449K +45,952 +9%
SIA
14
Sit Investment Associates
Minnesota
$4.78M -$597K -61,112 -11%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$4.58M +$102K +10,390 +2%
VIA
16
Vident Investment Advisory
Georgia
$3.61M +$3.66M +374,996 New
LC
17
Lindbrook Capital
California
$3.1M +$3.15M +322,180 New
AAM
18
Advisors Asset Management
Colorado
$2.92M -$215K -22,041 -7%
HFS
19
HL Financial Services
Kentucky
$2.03M +$337K +34,500 +20%
Ameriprise
20
Ameriprise
Minnesota
$1.88M -$102K -10,455 -5%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$1.41M +$65K +6,657 +5%
PAG
22
Private Advisor Group
New Jersey
$1.18M -$70.4K -7,204 -6%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$998K +$111K +11,322 +12%
MIG
24
Mariner Investment Group
New York
$998K +$731K +74,850 +260%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$972K +$83.1K +8,501 +9%