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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$22.5M +$3.74M +373,094 +20%
Wells Fargo
2
Wells Fargo
California
$18.3M +$1.27M +126,725 +7%
Bank of America
3
Bank of America
North Carolina
$15.4M -$2.23M -222,090 -13%
Morgan Stanley
4
Morgan Stanley
New York
$11.2M +$2.2M +219,480 +24%
PCM
5
Penserra Capital Management
California
$10.9M -$1.86M -184,909 -15%
GC
6
Guggenheim Capital
Illinois
$9.02M +$1.77M +176,434 +24%
UBS Group
7
UBS Group
Switzerland
$8.43M +$134K +13,307 +2%
Invesco
8
Invesco
Georgia
$7.44M -$2.57M -256,057 -26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.98M +$359K +35,770 +6%
Goldman Sachs
10
Goldman Sachs
New York
$5.05M +$667K +66,483 +15%
Ameriprise
11
Ameriprise
Minnesota
$4.35M +$1.19M +118,746 +38%
Cohen & Steers
12
Cohen & Steers
New York
$4.3M
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$4.09M +$3.26M +324,811 +387%
EVM
14
Eaton Vance Management
Massachusetts
$3.88M
Baird Financial Group
15
Baird Financial Group
Wisconsin
$3.8M +$12.6K +1,255 +0.3%
BAM
16
Byrne Asset Management
New Jersey
$3.32M +$632K +62,994 +23%
RJA
17
Raymond James & Associates
Florida
$3.09M -$251K -25,001 -7%
AAM
18
Advisors Asset Management
Colorado
$2.7M +$910K +90,702 +51%
CIA
19
Capital Investment Advisors
Georgia
$2.69M -$4.37M -435,858 -62%
RA
20
RFG Advisory
Alabama
$2.37M -$96K -9,560 -4%
IMA
21
Investment Management Associates
Colorado
$1.64M
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.19M -$400K -39,900 -25%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$1.13M -$96.2K -9,582 -8%
SFS
24
Shaker Financial Services
Virginia
$1.11M -$965K -96,157 -47%
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
$1.05M